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TerrAscend Corp.

For the period ended Apr 28, 2025. Filed Apr 28, 2025.

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About this filing

What shareholders are asked to vote on at a company's meeting. It is where to find what directors and top executives are paid, and who owns the most shares.

Apr 28, 2025 · Filed Apr 28, 2025

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Contents

Outstanding Equity Awards at 2024 Fiscal Year-End

The following table reflects information regarding outstanding equity-based awards that were held by our NEOs as of December 31, 2024.

Outstanding Equity Awards
Option Awards · Stock Awards
NamedExecutiveOfficerNumber ofsecuritiesunderlyingunexercisedoptions (#)exercisableNumber ofsecuritiesunderlyingunexercisedoptions (#)unexercisableEquityincentiveplanawards:Number ofsecuritiesunderlyingunexercisedunearnedoptions(#)Optionexerciseprice($)Option grant dateOptionexpirationdateNumberofsharesor unitsof stockthathavenotvested(#)Marketvalue ofshares orunits ofstock thathave notvested($)Equityincentive planawards:Number ofshares orunits of stockthat have notvested (#)Equity incentiveplan awards:Market orpayout valueof unearnedshares, units orother rightsthat have notvested ($)
Ziad Ghanem162,500162,500(1)Nil5.5503/21/2201/05/32251,256163,316NilNil
NilNilNilNilNilNil15,0009,750NilNil
175,000175,000(1)Nil1.3209/23/2209/23/3285,57155,621NilNil
Keith Stauffer700,000(2)NilNil2.3104/27/2004/27/30217,588141,412NilNil
50,00050,000(1)Nil1.3209/23/2209/23/32187,061121,589NilNil
NilNilNilNilNilNil25,81116,777NilNil
Lynn GefenNil325,000(1)Nil.8611/20/2411/20/3430,15119,598NilNil
140,625140,625(1)Nil1.3209/23/2209/23/3270,35245,728NilNil
137,500137,500(1)Nil3.9005/25/2205/25/3239,80025,870NilNil

(1)

Such Options vest annually over four (4) years from the Grant Date.

(2)

Effective November 9, 2023, pursuant to the Stauffer A&R Agreement, Mr. Stauffer received 300,000 immediately vested RSUs in exchange for the surrender of 300,000 Options granted to Mr. Stauffer pursuant to the Stauffer A&R Agreement, of which 122,670 Common Shares were withheld to satisfy Mr. Stauffer’s tax withholding obligations in connection with the settlement of the RSUs.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.