Energy Vault Holdings, Inc.
For the period ended Dec 31, 2025. Filed Mar 18, 2026.
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FY2025 · Filed Mar 18, 2026
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Item 9B. Other Information
(a) Disclosure in lieu of reporting on a Current Report on Form 8-K.
None.
(b) Material changes to the procedures by which security holders may recommend nominees to the board of directors.
None.
(c)Insider trading arrangements and policies.
During the three months ended December 31, 2025, Michael Beer, our Chief Financial Officer, entered into a pre-arranged stock trading plan on December 19, 2025. Mr. Beer’s plan provides for sale of up to 195,000 shares of the Company’s common stock between December 19, 2025 and December 31, 2026. The trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities.
Additionally, during the quarter ended June 30, 2025, Akshay Ladwa, our Chief Development and Operations Officer, entered into a pre-arranged stock trading plan on June 17, 2025. Mr. Ladwa’s plan provides for sale of up to 75,000 shares of the Company’s common stock between June 17, 2025 and June 18, 2026. The Company inadvertently omitted disclosure regarding this plan on its Quarterly Report on Form 10-Q filed with the SEC on August 8, 2025. The trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities.
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