Energy Vault Holdings, Inc.
For the period ended Dec 31, 2024. Filed Apr 1, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Apr 1, 2025
NRGV$3.53-2.5%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(a)(1) The financial statements filed as part of this Annual Report are listed in Item 8 of this Annual Report.
(a)(2) No financial statement schedules are required to be filed as part of this Annual Report because all such schedules have been omitted. Such omission has been made on the basis that information provided in the financial statements, or in the related notes thereto, in Item 8 of this Annual Report or is not required to be filed as the information is not applicable.
(a)(3) The exhibits listed on the Exhibit Index to this Annual Report are incorporated herein by reference.
Exhibit Index
| ExhibitNumber · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Description of Document · Schedule/Form · File Number · Exhibit Number · Filing Date | |||||
| 3.1 | Amended and Restated Bylaws of Energy Vault Holdings, Inc. | 8-K | 001-39982 | 3.1 | February 14, 2022 |
| 3.2 | Amended and Restated Certificate of Incorporation of Energy Vault Holdings, Inc. | 8-K | 001-39982 | 3.2 | February 14, 2022 |
| 4.1 | Description of Securities | 10-K | 001-39982 | 4.1 | March 12, 2024 |
| 10.1 | Amended and Restated Registration Rights Agreement, by and among the Company and certain stockholders and equity-holders of the Company | 8-K | 001-39982 | 10.2 | February 14, 2022 |
| 10.2 | Sponsor Restricted Stock Agreement by and among Novus, Novus Initial Stockholders, and Energy Vault | 8-K | 001-39982 | 10.5 | February 14, 2022 |
| 10.3# | Offer Letter, dated November 11, 2022, by and between Energy Vault Holdings, Inc. and Robert Piconi | 10-Q | 001-39982 | 10.1 | November 14, 2022 |
| 10.4# | Offer Letter, dated November 14, 2022, by and between Energy Vault Holdings, Inc. and Jan Kees Van Gaalen | 10-Q | 001-39982 | 10.2 | November 14, 2022 |
| 10.5# | Separation and General Release Agreement by and between Energy Vault Holdings, Inc. and Jan Kees Van Gaalen, dated as of April 5, 2024 | 8-K/A | 001-39982 | 10.1 | April 19, 2024 |
| 10.6# | Form of Offer Letter, dated as of April 4, 2024, by and between Michael T. Beer and Energy Vault Holdings, Inc | 8-K | 001-39982 | 10.1 | April 4, 2024 |
| 10.7# | Employment Agreement by and between Energy Vault, Inc. and Akshay Ladwa, dated as of October 6, 2023 | 10-Q | 001-39982 | 10.1 | May 8, 2024 |
| 10.8#** | Employment Agreement by and between Energy Vault, Inc. and Christopher Wiese, dated as of November 10, 2022 | ||||
| 10.9# | Retention Bonus Agreement by and between Energy Vault Holdings, Inc. and Robert Piconi, dated as of April 5, 2024 | 10-Q | 001-39982 | 10.2 | May 8, 2024 |
| 10.10# | Retention Bonus Agreement by and between Energy Vault Holdings, Inc. and Akshay Ladwa, dated as of April 5, 2024 | 10-Q | 001-39982 | 10.3 | May 8, 2024 |
| 10.11# | Amendment to the Energy Storage System Agreement by and between DG Fuels LLC and Energy Vault Inc., dated as of May 10, 2022 | 10-Q | 001-39982 | 10.6 | May 16, 2022 |
| ExhibitNumber · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Description of Document · Schedule/Form · File Number · Exhibit Number · Filing Date | |||||
| 10.12# | Energy Vault Holdings, Inc. 2022 Equity Incentive Plan | 10-Q | 001-39982 | 10.4 | May 16, 2022 |
| 10.13# | 2022 Employment Inducement Award Plan | 10-Q | 001-39982 | 10.5 | November 14, 2022 |
| 10.14#** | Form of Stock Option Grant Notice and Stock Option Agreement under the 2017 Stock Incentive Plan | 10-K | 001-39982 | 10.10 | March 12, 2024 |
| 10.15#** | Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2020 Stock Plan | 10-K | 001-39982 | 10.11 | March 12, 2024 |
| 10.16# | Form of Stock Option Grant Notice and Stock Option Agreement under the 2022 Employment Inducement Award Plan | 10-Q | 001-39982 | 10.6 | November 14, 2022 |
| 10.17# | Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2022 Employment Inducement Award Plan | 10-Q | 001-39982 | 10.7 | November 14, 2022 |
| 10.18# | Form of Stock Option Grant Notice and Stock Option Agreement under the 2022 Equity Incentive Plan | 10-Q | 001-39982 | 10.8 | November 14, 2022 |
| 10.19# | Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2022 Equity Incentive Plan | 10-Q | 001-39982 | 10.9 | November 14, 2022 |
| 10.20 | Non-Employee Director Compensation Policy | 10-K | 001-39982 | 10.14 | April 13, 2023 |
| 10.21 | Consulting agreement, dated March 6, 2024, by and between Energy Vault, Inc. and Zia Huque | 10-K | 001-39982 | 10.19 | March 12, 2024 |
| 10.22# | Energy Vault, Inc. 2017 Stock Incentive Plan | S-4 | 333-260307 | 10.15 | October 18, 2021 |
| 10.23# | Energy Vault, Inc. 2020 Stock Plan | S-4 | 333-260307 | 10.16 | October 18, 2021 |
| 10.24** | Credit Agreement, dated March 31, 2025, by and between Calistoga Resiliency Center, LLC and Jefferies Finance LLC | ||||
| 19.1** | Energy Vault Holdings, Inc. Insider Trading Policy | ||||
| 21.1** | List of Subsidiaries of Energy Vault Holdings, Inc. | ||||
| 23.1** | Consent of Independent Registered Public Company Accounting Firm | ||||
| 31.1** | Certification of Principal Executive Officer required under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended | ||||
| 31.2** | Certification of Chief Financial Officer required under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended | ||||
| 32.1** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2** | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 97 | Policy Relating to Recovery of Erroneously Awarded Compensation | 10-K | 001-39982 | 10.10 | March 12, 2024 |
| ExhibitNumber | Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|---|
| Description of Document | Schedule/Form | File Number | Exhibit Number | Filing Date | |||
| 101.INS** | XBRL Instance Document | ||||||
| 101.CAL** | XBRL Taxonomy Extension Calculation Linkbase Document | ||||||
| 101.SCH** | XBRL Taxonomy Extension Schema Document | ||||||
| 101.DEF** | XBRL Taxonomy Extension Definition Linkbase Document | ||||||
| 101.LAB** | XBRL Taxonomy Extension Labels Linkbase Document | ||||||
| 101.PRE** | XBRL Taxonomy Extension Presentation Linkbase Document | ||||||
| 104** | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||||
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