LPL Financial Holdings Inc.
For the period ended Oct 27, 2026. Filed Oct 27, 2026.
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Oct 27, 2026 · Filed Oct 27, 2026
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LPLA$295.51-1.8%Stored close · as of Nov 6, 2026
Contents
EX-99.1 · (In thousands, except share data)
(In thousands, except share data)
| September 30, 2026 | June 30, 2026 | December 31, 2025 | |
|---|---|---|---|
| ASSETS | |||
| Cash and equivalents | $1,059,019 | $1,275,690 | $1,037,378 |
| Cash and equivalents segregated under federal or other regulations | 1,694,088 | 1,420,167 | 1,792,064 |
| Restricted cash | 149,970 | 232,889 | 225,298 |
| Receivables from clients, net | 1,119,673 | 994,139 | 803,206 |
| Receivables from brokers, dealers and clearing organizations | 110,715 | 244,302 | 70,897 |
| Advisor loans, net | 3,979,817 | 3,889,372 | 3,681,512 |
| Other receivables, net | 1,323,879 | 1,427,985 | 1,203,539 |
| Investment securities ($140,282, $188,006, and $76,108 at fair value at September 30, 2026, June 30, 2026, and December 31, 2025, respectively) | 155,287 | 203,499 | 91,528 |
| Property and equipment, net | 1,681,641 | 1,569,647 | 1,409,376 |
| Goodwill | 2,699,747 | 2,681,661 | 2,644,723 |
| Other intangibles, net | 3,472,226 | 3,433,597 | 3,330,788 |
| Other assets | 2,424,558 | 2,418,172 | 2,202,444 |
| Total assets | $19,870,620 | $19,791,120 | $18,492,753 |
| LIABILITIES AND STOCKHOLDERS’ EQUITY | |||
| LIABILITIES: | |||
| Client payables | $2,256,906 | $2,256,333 | $2,308,275 |
| Payables to brokers, dealers and clearing organizations | 217,055 | 599,397 | 150,520 |
| Accrued advisory and commission expenses payable | 403,041 | 381,255 | 361,623 |
| Corporate debt and other borrowings, net | 7,802,917 | 7,460,510 | 7,258,694 |
| Accounts payable and accrued liabilities | 782,312 | 812,156 | 821,641 |
| Other liabilities | 2,596,071 | 2,524,629 | 2,247,515 |
| Total liabilities | 14,058,302 | 14,034,280 | 13,148,268 |
| STOCKHOLDERS’ EQUITY: | |||
| Common stock, $0.001 par value; 600,000,000 shares authorized; 136,850,801, 136,822,289, and 136,637,544 shares issued at September 30, 2026, June 30, 2026, and December 31, 2025, respectively | 137 | 137 | 136 |
| Additional paid-in capital | 3,924,639 | 3,898,694 | 3,843,017 |
| Treasury stock, at cost — 58,540,091, 57,660,516, and 56,576,672 shares at September 30, 2026, June 30, 2026, and December 31, 2025, respectively | (4,968,083) | (4,664,666) | (4,333,725) |
| Retained earnings | 6,855,625 | 6,522,675 | 5,835,057 |
| Total stockholders’ equity | 5,812,318 | 5,756,840 | 5,344,485 |
| Total liabilities and stockholders’ equity | $19,870,620 | $19,791,120 | $18,492,753 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.