LPL Financial Holdings Inc.
For the period ended Oct 27, 2026. Filed Oct 27, 2026.
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Oct 27, 2026 · Filed Oct 27, 2026
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LPLA$295.51-1.8%Stored close · as of Nov 6, 2026
Contents
EX-99.1 · Client Cash Data
Client Cash Data
| Q3 2026 | Q2 2026 | Change | Q3 2025 | Change | |
|---|---|---|---|---|---|
| Client Cash Balances (in billions)(25) | |||||
| Insured cash account sweep | $37.8 | $38.4 | (2%) | $36.9 | 2% |
| Deposit cash account sweep | 16.0 | 15.6 | 3% | 13.0 | 23% |
| Total Bank Sweep | 53.8 | 54.1 | (1%) | 49.9 | 8% |
| Money market sweep | 1.0 | 1.1 | (9%) | 4.2 | (76%) |
| Total Client Cash Sweep Held by Third Parties | 54.8 | 55.2 | (1%) | 54.1 | 1% |
| Client cash account (CCA) | 1.8 | 1.7 | 6% | 1.8 | —% |
| Total Client Cash Balances | $56.6 | $56.9 | (1%) | $55.8 | 1% |
| Client Cash Balances as a % of Total Assets | 2.2% | 2.2% | —bps | 2.4% | (20bps) |
| Three Months Ended | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| September 30, 2026 | June 30, 2026 | September 30, 2025 | |||||||
| Interest-Earning Assets | Average Balance (in billions) | Revenue | Net Yield (bps)(26) | Average Balance (in billions) | Revenue | Net Yield (bps)(26) | Average Balance (in billions) | Revenue | Net Yield (bps)(26) |
| Insured cash account sweep | $37.1 | $328,870 | 352 | $37.7 | $315,814 | 336 | $34.7 | $307,118 | 351 |
| Deposit cash account sweep | 15.1 | 131,642 | 346 | 14.9 | 126,571 | 341 | 11.8 | 118,957 | 401 |
| Total Bank Sweep | 52.2 | 460,512 | 350 | 52.6 | 442,385 | 337 | 46.5 | 426,075 | 364 |
| Money market sweep | 1.0 | 959 | 37 | 1.3 | 1,116 | 35 | 3.8 | 2,115 | 22 |
| Total Client Cash Held By Third Parties | 53.2 | 461,471 | 344 | 53.9 | 443,501 | 330 | 50.3 | 428,190 | 338 |
| Client cash account (CCA) | 1.6 | 10,811 | 265 | 1.8 | 13,444 | 303 | 1.5 | 13,386 | 365 |
| Total Client Cash | 54.8 | 472,282 | 342 | 55.7 | 456,945 | 329 | 51.8 | 441,576 | 339 |
| Margin receivables | 0.9 | 17,037 | 792 | 0.8 | 15,602 | 796 | 0.7 | 13,910 | 820 |
| Other interest revenue | 1.6 | 20,816 | 512 | 1.4 | 17,425 | 514 | 2.9 | 33,558 | 458 |
| Total Client Cash and Interest Income, Net | $57.3 | $510,135 | 353 | $57.9 | $489,972 | 340 | $55.3 | $489,044 | 351 |
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