LPL Financial Holdings Inc.
For the period ended Oct 30, 2025. Filed Oct 30, 2025.
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Oct 30, 2025 · Filed Oct 30, 2025
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LPLA$295.51-1.8%Stored close · as of Nov 6, 2026
Contents
EX-99.1 · (In thousands, except share data)
(In thousands, except share data)
| September 30, 2025 | June 30, 2025 | December 31, 2024 | |
|---|---|---|---|
| ASSETS | |||
| Cash and equivalents | $1,343,507 | $4,185,337 | $967,079 |
| Cash and equivalents segregated under federal or other regulations | 1,249,000 | 1,611,200 | 1,597,249 |
| Restricted cash | 228,229 | 116,675 | 119,724 |
| Receivables from clients, net | 777,860 | 710,463 | 633,834 |
| Receivables from brokers, dealers and clearing organizations | 81,265 | 129,490 | 76,545 |
| Advisor loans, net | 3,645,122 | 2,536,190 | 2,281,088 |
| Other receivables, net | 1,072,166 | 951,063 | 902,777 |
| Investment securities ($199,944, $124,639, and $42,267 at fair value at September 30, 2025, June 30, 2025, and December 31, 2024, respectively) | 215,221 | 139,962 | 57,481 |
| Property and equipment, net | 1,338,504 | 1,278,991 | 1,210,027 |
| Goodwill | 2,674,864 | 2,213,393 | 2,172,873 |
| Other intangibles, net | 3,302,834 | 1,641,133 | 1,482,988 |
| Other assets | 2,103,642 | 1,959,779 | 1,815,739 |
| Total assets | $18,032,214 | $17,473,676 | $13,317,404 |
| LIABILITIES AND STOCKHOLDERS’ EQUITY | |||
| LIABILITIES: | |||
| Client payables | $1,996,568 | $2,090,520 | $1,898,665 |
| Payables to brokers, dealers and clearing organizations | 195,728 | 273,593 | 129,228 |
| Accrued advisory and commission expenses payable | 355,464 | 303,614 | 323,996 |
| Corporate debt and other borrowings, net | 7,521,468 | 7,175,032 | 5,494,724 |
| Accounts payable and accrued liabilities | 768,248 | 556,086 | 588,450 |
| Other liabilities | 2,151,800 | 2,000,415 | 1,951,739 |
| Total liabilities | 12,989,276 | 12,399,260 | 10,386,802 |
| STOCKHOLDERS’ EQUITY: | |||
| Common stock, $0.001 par value; 600,000,000 shares authorized; 136,628,300, 136,603,206, and 130,914,541 shares issued at September 30, 2025, June 30, 2025, and December 31, 2024, respectively | 136 | 136 | 131 |
| Additional paid-in capital | 3,806,506 | 3,787,009 | 2,066,268 |
| Treasury stock, at cost — 56,590,828, 56,599,471, and 56,253,909 shares at September 30, 2025, June 30, 2025, and December 31, 2024, respectively | (4,333,444) | (4,332,275) | (4,202,322) |
| Retained earnings | 5,569,740 | 5,619,546 | 5,066,525 |
| Total stockholders’ equity | 5,042,938 | 5,074,416 | 2,930,602 |
| Total liabilities and stockholders’ equity | $18,032,214 | $17,473,676 | $13,317,404 |
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