LPL Financial Holdings Inc.
For the period ended Oct 30, 2025. Filed Oct 30, 2025.
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Oct 30, 2025 · Filed Oct 30, 2025
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LPLA$295.51-1.8%Stored close · as of Nov 6, 2026
Contents
EX-99.1 · Client Cash Data
Client Cash Data
| Q3 2025 | Q2 2025 | Change | Q3 2024 | Change | |
|---|---|---|---|---|---|
| Client Cash Balances (in billions)(28) | |||||
| Insured cash account sweep | $36.9 | $34.2 | 8% | $32.1 | 15% |
| Deposit cash account sweep | 13.0 | 10.8 | 20% | 9.6 | 35% |
| Total Bank Sweep | 49.9 | 44.9 | 11% | 41.7 | 20% |
| Money market sweep | 4.2 | 3.7 | 14% | 2.3 | 83% |
| Total Client Cash Sweep Held by Third Parties | 54.1 | 48.6 | 11% | 44.0 | 23% |
| Client cash account (CCA) | 1.8 | 2.0 | (10%) | 1.8 | —% |
| Total Client Cash Balances | $55.8 | $50.6 | 10% | $45.8 | 22% |
| Client Cash Balances as a % of Total Assets | 2.4% | 2.6% | (20bps) | 2.9% | (50bps) |
| Three Months Ended | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| September 30, 2025 | June 30, 2025 | September 30, 2024 | |||||||
| Interest-Earnings Assets | Average Balance (in billions) | Revenue | Net Yield (bps)(29) | Average Balance (in billions) | Revenue | Net Yield (bps)(29) | Average Balance (in billions) | Revenue | Net Yield (bps)(29) |
| Insured cash account sweep | $34.7 | $307,118 | 351 | $34.4 | $293,420 | 342 | $31.1 | $259,503 | 332 |
| Deposit cash account sweep | 11.8 | 118,957 | 401 | 10.7 | 101,298 | 381 | 9.2 | 92,765 | 400 |
| Total Bank Sweep | 46.5 | 426,075 | 364 | 45.1 | 394,718 | 351 | 40.3 | 352,268 | 348 |
| Money market sweep | 3.8 | 2,115 | 22 | 4.0 | 2,614 | 26 | 2.3 | 1,587 | 28 |
| Total Client Cash Held By Third Parties | 50.3 | 428,190 | 338 | 49.1 | 397,332 | 325 | 42.6 | 353,855 | 330 |
| Client cash account (CCA) | 1.5 | 13,386 | 365 | 1.7 | 16,184 | 378 | 1.6 | 18,478 | 472 |
| Total Client Cash | 51.8 | 441,576 | 339 | 50.8 | 413,516 | 326 | 44.2 | 372,333 | 335 |
| Margin receivables | 0.7 | 13,910 | 820 | 0.6 | 12,080 | 807 | 0.5 | 11,199 | 885 |
| Other interest revenue | 2.9 | 33,558 | 458 | 4.4 | 48,658 | 448 | 1.5 | 20,229 | 533 |
| Total Client Cash and Interest Income, Net | $55.3 | $489,044 | 351 | $55.8 | $474,254 | 341 | $46.2 | $403,761 | 348 |
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