LPLA
LPL Financial Holdings IncNASDAQ
Financial Services • Capital Markets
Factor tilt: Large-Cap Blend
$295.51-1.79%
Close Nov 6, 2026
- Market cap
- $23.64B
- 1 month
- -9.9%
- 3 months
- -20.6%
- 1 year
- -21.1%
- 52-week range
- $265.86$393.25
- Dividend, last 12 mo
- $1.20 · 0.41% yield
- Last ex-date
- Aug 14, 2026 · $0.30
- Short interest
- 2.8% of float2.2M shares · settled Oct 15, 2026 · +10.5% since Sep 30, 2026 · FINRA
Fundamentals · trailing 12 months to Sep 30, 2026
- Revenue
- $20.4B
- Net income
- $1.39B
- Free cash flow
- —
- Book value
- $5.81B
- Total debt
- —
- P/E
- 17×
- Price / sales
- 1.2×
- Price / book
- 4.1×
- FCF yield
- —
- Net margin
- +6.8%
EODHD (TTM) · as of Nov 6, 2026
End-of-day close from stored market data, not a live quote.
About LPL Financial Holdings Inc
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States.
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The company's brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance; and client cash programs consist of Federal Deposit Insurance Corporation (FDIC) insured bank sweep vehicles, and a client cash and money market account. It also provides fee-based platforms that provide access to mutual funds, exchange traded funds, stocks, bonds, certain options strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, the company offers retirement solutions for commission and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, it provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families; an advisor-facing trading and portfolio rebalancing platform; insurance brokerage general agency services; and technology products, including proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
- Website
- lpl.com
- Headquarters
- San Diego, CA, United States
- Employees
- 10,081
- Listed
- Nov 18, 2010
- Fiscal year ends
- December
Company profile from EODHD, stored Oct 31, 2026.
Quarterly results
The last 8 fiscal quarters as reported (EODHD). Year over year compares the same quarter a year earlier. Gross margin and operating income are not shown for a bank or insurer.
| Quarter | Revenue | YoY | Net income |
|---|---|---|---|
| Sep 2026filed Oct 29, 2026 | $5.3B | +17.4% | $356.6M |
| Jun 2026filed Aug 3, 2026 | $5.2B | +35.2% | $379.3M |
| Mar 2026filed May 4, 2026 | $4.9B | +34.6% | $356.4M |
| Dec 2025filed Feb 23, 2026 | $4.9B | +40.4% | $300.7M |
| Sep 2025filed Nov 3, 2025 | $4.6B | +46.4% | -$29.5M |
| Jun 2025filed Aug 4, 2025 | $3.8B | +30.8% | $273.2M |
| Mar 2025filed May 9, 2025 | $3.7B | +29.6% | $318.6M |
| Dec 2024filed Feb 20, 2025 | $3.5B | +32.9% | $270.7M |
Fiscal years · last 6
| Fiscal year | Revenue | YoY | Net income |
|---|---|---|---|
| Dec 2025filed Feb 23, 2026 | $17.0B | +37.2% | $863.0M |
| Dec 2024filed Feb 20, 2025 | $12.4B | +23.2% | $1.1B |
| Dec 2023filed Feb 21, 2024 | $10.1B | +16.9% | $1.1B |
| Dec 2022filed Feb 23, 2023 | $8.6B | +11.4% | $845.7M |
| Dec 2021filed Feb 22, 2022 | $7.7B | +31.5% | $459.9M |
| Dec 2020filed Feb 23, 2021 | $5.9B | +4.4% | $472.6M |
Short-interest history
FINRA reports open short positions for a settlement date. The publication date is later. These are reported positions, with a separate date for each observation.
Compare the reported short exposure around the dates you bought, sold or watched LPLA. A long position benefits from price rises; a short position benefits from falls. A change in these counts does not predict either move.
Settlement Oct 15, 2026
2,181,600 shares short
+206,902 shares (+10.5%) vs Sep 30, 2026
2.8% of the stored float. Published Oct 26, 2026.
Settlement Sep 30, 2026
1,974,698 shares short
+205,780 shares (+11.6%) vs Sep 15, 2026
2.5% of the stored float. Published Oct 9, 2026.
Settlement Sep 15, 2026
1,768,918 shares short
-138,850 shares (-7.3%) vs Aug 31, 2026
Share of float unavailable. Published Sep 24, 2026.
Settlement Aug 31, 2026
1,907,768 shares short
-554,145 shares (-22.5%) vs Aug 14, 2026
2.4% of the stored float. Published Sep 10, 2026.
Settlement Aug 14, 2026
2,461,913 shares short
-432,391 shares (-14.9%) vs Jul 31, 2026
3.1% of the stored float. Published Aug 25, 2026.
Settlement Jul 31, 2026
2,894,304 shares short
-1,958,267 shares (-40.4%) vs Jul 15, 2026
3.6% of the stored float. Published Aug 11, 2026.
Change = this settlement’s shares short − the previous recorded settlement’s shares short; percentage change divides by that earlier count. A zero earlier count has no percentage change. Split-spanning counts are left uncompared. Float percentages use the stored settlement observation, not today’s float.
Source: stored FINRA equity short-interest records, up to six settlements from the last 240 days. FINRA data and reporting dates · How to read short interest
Dividends and stock splits
See the recorded cash amounts and dates behind LPLA’s income, and the splits that change its share count. Dates below are stored event records, not confirmation of a payment to your account.
Cash-dividend records
USD 0.3 per share
Ex-dividend date: Nov 12, 2026 (future recorded date)
Recorded pay date: Nov 30, 2026 (pending)
Cash dividend · Polygon event record
USD 0.3 per share
Ex-dividend date: Aug 14, 2026
Recorded pay date: Aug 28, 2026 (past date)
Cash dividend · Polygon event record
USD 0.3 per share
Ex-dividend date: May 21, 2026
Recorded pay date: Jun 4, 2026 (past date)
Cash dividend · Polygon event record
USD 0.3 per share
Ex-dividend date: Mar 10, 2026
Recorded pay date: Mar 24, 2026 (past date)
Cash dividend · Polygon event record
USD 0.3 per share
Ex-dividend date: Nov 13, 2025
Recorded pay date: Dec 1, 2025 (past date)
Cash dividend · Polygon event record
USD 0.3 per share
Ex-dividend date: Aug 15, 2025
Recorded pay date: Aug 29, 2025 (past date)
Cash dividend · Polygon event record
Up to six Polygon cash-dividend events, including recorded ex-dates within the next 120 days. Amounts retain their recorded currency and decimal precision. Historical amounts are not restated to a common split basis, annualized, or converted to dollars.
For a long holding, compare the ex-date with when you held the shares and check the pay date against your broker’s cash history. Owning the stock today does not establish past entitlement. For a short holding, a dividend can create a payment obligation to the share lender.
Ex-dates and special dividend rules · Short-sale dividend obligations · Dividend data definitions
Split history
No qualified split events are stored. This does not establish that the stock has never split.
Up to six stored split dates through Nov 7, 2026. Equivalent vendor ratios are combined; conflicting ratios are left out. This history may be incomplete.
A split changes the share count and per-share price basis; it does not by itself add investment value. Put your holding’s earlier and later share counts on the same basis before comparing them. This applies to both long shares and shares owed on a short position.
How stock splits workPortfolio context
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Smart money context
Holder IQ: MEDIUM
76 smart-money holders: institutions with a high Holder IQ
Q2 2026, filed Nov 3, 2026
Smart-money 13F trend: distributing (light)
Unlock crowding heatmapUnlock filer discoveryInsider context
Sentiment: bearish
Last trade: sell 54 days ago
Read the insider context evidence
What it means for you
Sign in to read your holdings or watchlist context. No personal position or direction is inferred.
What happened
Stored recent-activity label: bearish. This context label is separate from the scored insider signal read.
Why it can matter
A count of reported activity describes a sample, not purchase conviction, an insider’s intent or a future price move. Neutral is not an all-clear, and absent direction is not neutral evidence.
How we got this
The current context rule reads at most 50 nonduplicate issuer/share-class records filed in the last 90 days. It counts a bullish direction or purchase code P toward bullish, and a bearish direction or sale code S toward bearish. A side must exceed the opposite count by more than two to set its label; otherwise nonzero directional counts produce neutral. Calculation unavailable for this saved label: its counts, exact records, as-of time and rule version are not supplied here. Do not substitute the separate scored read’s different window or denominator.
Where the data comes from
Stored SEC Forms 3/4/5 insider-signal records, ordered by filing date with amendment duplicates excluded. Filing date is not transaction date. The last-trade line locates recent reported activity; it does not date or reconstruct the complete count.
Red flags: 0
Read the insider context evidence
What it means for you
Sign in to read your holdings or watchlist context. No personal position or direction is inferred.
What happened
Stored recent-activity label: bearish. This context label is separate from the scored insider signal read.
Why it can matter
A count of reported activity describes a sample, not purchase conviction, an insider’s intent or a future price move. Neutral is not an all-clear, and absent direction is not neutral evidence.
How we got this
The current context rule reads at most 50 nonduplicate issuer/share-class records filed in the last 90 days. It counts a bullish direction or purchase code P toward bullish, and a bearish direction or sale code S toward bearish. A side must exceed the opposite count by more than two to set its label; otherwise nonzero directional counts produce neutral. Calculation unavailable for this saved label: its counts, exact records, as-of time and rule version are not supplied here. Do not substitute the separate scored read’s different window or denominator.
Where the data comes from
Stored SEC Forms 3/4/5 insider-signal records, ordered by filing date with amendment duplicates excluded. Filing date is not transaction date. The last-trade line locates recent reported activity; it does not date or reconstruct the complete count.
Largest 13-F holders · Q2 2026
771 filers reported a long position in LPLA for Q2 2026. 13-F holdings are filed up to 45 days after the quarter ends.
The top 10 hold
41.7%
of the 82.9M shares 13-F filers reported
Moves vs Q1 2026
7 added2 trimmed
1 not comparable
Net shares held
+1.8%
across the 9 holders with a comparable Q1 2026 book
| Rank | Holder | Value | Shares | Shares vs Q1 2026 |
|---|---|---|---|---|
| 1 | BlackRock, Inc. | $1.3B · 4.7M shares | 4.7M | -4.9% |
| 2 | DODGE & COX | $1.3B · 4.6M shares | 4.6M | +10.4% |
| 3 | Boston Partners | $1.2B · 4.3M shares | 4.3M | +2.9% |
| 4 | Jupiter Topco LLC | $1.2B · 4.2M shares | 4.2M | — |
| 5 | VANGUARD PORTFOLIO MANAGEMENT LLC | $1.1B · 3.8M shares | 3.8M | -0.5% |
| 6 | VANGUARD CAPITAL MANAGEMENT LLC | $1B · 3.6M shares | 3.6M | +0.5% |
| 7 | PRINCIPAL FINANCIAL GROUP INC | $756.3M · 2.7M shares | 2.7M | +1.8% |
| 8 | SAMLYN CAPITAL, LLC | $677.6M · 2.4M shares | 2.4M | +3.5% |
| 9 | Capital World Investors | $660.1M · 2.3M shares | 2.3M | +1.3% |
| 10 | STATE STREET CORP | $544.8M · 1.9M shares | 1.9M | +3.8% |
Sign in to see each holder’s Holder IQ, factor-adjusted Holder IQ and rank, and compare these holders with all scored filers. Available on every plan.
Sign in5% holder filings (13D / 13G)
Holders of more than 5% of LPLA file with the SEC within days. A 13D holder may seek to influence the company; a 13G holder is passive. Each holder’s latest filing from the last three years.
| Filed | Holder | % of class |
|---|---|---|
| Aug 13, 2026 | JANUS HENDERSON GROUP PLC13G · passive | 5.3% |
| Aug 4, 2026 | Boston Partners13G · passive | 5.01% |
| May 14, 2026 | DODGE & COX13G · passive | 5.2% |
| Apr 30, 2026 | VANGUARD CAPITAL MANAGEMENT LLC13G · passive | 5.36% |
| Mar 27, 2026 | VANGUARD GROUP INC13G · passive · amended | 0%under 5% |
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