UL Solutions Inc.
For the period ended Sep 30, 2026. Filed Nov 3, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 3, 2026
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ITEM 5. Other Information
Amended and Restated UL-CCIC Agreement
On October 30, 2026, the Company entered into an Amended and Restated Agreement (the “UL-CCIC Agreement”) with China Certification & Inspection (Group) Co., Ltd. to extend the term of UL-CCIC, an entity formed under the laws of the People’s Republic of China, to January 12, 2037. The amendment and restatement of this agreement did not have a financial statement impact to the Company.
The foregoing description of the UL-CCIC Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the UL-CCIC Agreement, a copy of which is filed as Exhibit 10.1 to this Quarterly Report on Form 10-Q and is incorporated herein by reference.
Newly Adopted 10b5-1 Plan
On September 4, 2026, Alberto Uggetti, Executive Vice President and Chief Commercial Officer of the Company, entered into a Rule 10b5-1 trading arrangement (the “New Uggetti 10b5-1 Plan”) for the potential sale of up to 4,000 shares of UL Solutions Inc. Class A common stock, including shares resulting from the vesting and settlement of certain stock-settled stock appreciation rights and restricted stock units. The New Uggetti 10b5-1 Plan is scheduled to commence immediately following the expiration of an existing 10b5-1 trading arrangement on February 27, 2027 and to terminate on the earlier of (i) the date all the shares under the New Uggetti 10b5-1 Plan are sold and (ii)September 10, 2027, in each case, subject to the terms and conditions contained therein. The New Uggetti 10b5-1 Plan was entered into during an open trading window in accordance with the Company’s insider trading policies and procedures and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
During the quarter ended September 30, 2026, no other directors or officers of the Company informed the Company of theadoption, modification ortermination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (in each case, as defined in Item 408(a) of Regulation S-K).
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