Apollo Global Management, Inc.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-06-30; filed 2026-08-10.
0001858681-26-000040
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults upon Senior SecuritiesMine Safety DisclosuresOther InformationCurrent report: 10-Q
Period ended 2026-09-30; filed 2026-11-05.
0001858681-26-000067
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults upon Senior SecuritiesMine Safety DisclosuresOther InformationThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 14 previous paragraphs and 14 current paragraphs.
12 unchanged; 1 reworded; 1 added; 1 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 1 previous and 1 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
The current filing states there were no material changes to risk factors.
This is the filer’s own statement, not a conclusion from the comparison. Read its qualifications and the report it references.
Current filing’s statement
For a discussion of our potential risks and uncertainties, see the information under the heading “Item 1A. Risk Factors” in our 2025 Annual Report, which is accessible on the SEC's website at www.sec.gov. There have been no material changes to the risk factors disclosed in the 2025 Annual Report.
Added paragraphs (1)
Current report
During the three months ended September 30, 2026, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of AGMadopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Removed paragraphs (1)
Previous report
On June 10, 2026, John Zito, Co-President of AAM, terminated a trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c). The trading arrangement was entered into on March 12, 2026, and was scheduled to terminate on December 31, 2026. The plan provided for the potential sale of up to 50,000 shares of the Company’s common stock. No shares were sold under the plan.
Reworded paragraphs (1)
Previous wording
In May 2026, the Company issued 24,383 restricted shares under the 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles and 2,796 restricted shares under the 2019 Omnibus Equity Incentive Plan to certain holders of vested performance fee rights. The shares were issued in private placements in reliance on Regulation D or Section 4(a)(2) of the Securities Act.
Current wording
In August 2026, the Company issued 3,572 restricted shares under the 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles and 2,233 restricted shares under the 2019 Omnibus Equity Incentive Plan to certain holders of vested performance fee rights. Also in August 2026, the Company issued 649,680 shares of common stock, with an aggregate value of approximately $80 million, as consideration for the acquisition of partnership units in a consolidated partnership and for the payment of earnings accrued on the acquired units. The shares were issued in private placements in reliance on Regulation D or Section 4(a)(2) of the Securities Act.