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CXApp Inc.

For the period ended Sep 30, 2026. Filed Nov 5, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 5, 2026

CXAI$1.38+1.5%Stored close · as of Nov 9, 2026

What changed in Risk Factors?

Read the current filing

Previous report: 10-Q

Period ended 2026-06-30; filed 2026-08-14.

0001829126-26-008907

Item 1A. Risk Factors

Current report: 10-Q

Period ended 2026-09-30; filed 2026-11-05.

0001829126-26-012042

Item 1A. Risk Factors

The baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.

Compared 2 previous paragraphs and 7 current paragraphs.

1 unchanged; 1 reworded; 5 added; 0 removed; 0 previous and 0 current paragraphs rearranged.

Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.

A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.

Added paragraphs (5)

Current report

We effected a reverse stock split in August 2026 to regain compliance with the Nasdaq minimum bid price requirement. If we fail to maintain compliance with Nasdaq’s continued listing requirements, our Class A common stock could be delisted, and we may not be eligible for a compliance period to cure any future bid price deficiency.

Current report

On September 11, 2025, the Company received a letter from Nasdaq notifying the Company that, because the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on Nasdaq, the Company no longer complied with Nasdaq Listing Rule 5550(a)(2) (the “Nasdaq Minimum Bid Price Requirement”), which requires that the closing bid price of the Company’s common stock meet or exceed $1.00 per share for a minimum of ten consecutive trading days. To regain compliance, we effected the Reverse Stock Split effective August 18, 2026, and on September 2, 2026, Nasdaq notified us that we had regained compliance with the minimum bid price requirement. However, there can be no assurance that the market price of our Class A common stock will remain at or above $1.00 per share, or that we will continue to satisfy Nasdaq’s other continued listing requirements, including those relating to stockholders’ equity, the market value of publicly held shares, the number of publicly held shares and the number of round lot holders. Under Nasdaq rules, because we effected a reverse stock split within the past year, we would not be eligible for a compliance period if our stock price again falls below $1.00 per share during that time, and Nasdaq would instead issue a delisting determination, subject to our right to appeal. Similar restrictions apply if we effect additional reverse stock splits that, together with the Reverse Stock Split, exceed a cumulative ratio of 250-to-1 over a two-year period.

Current report

If our common stock were to be delisted, the liquidity of our common stock would be adversely affected, and the market price of our common stock could decrease. In addition, the failure to meet the Nasdaq Minimum Bid Price Requirement could expose the Company to risk of litigation concerning any impact upon the Company’s price of the Company’s common stock. Any such litigation could distract management from day-to-day operations and further adversely affect the market price of our common stock.

Current report

The Reverse Stock Split may not result in a sustained higher stock price and may reduce the liquidity of our Class A common stock.

Current report

There can be no assurance that the market price of our Class A common stock will increase following the Reverse Stock Split. Our stock price may decline due to our operating results, our financing needs, dilution from issuances under our Pre-Paid Purchases or other factors. The reduced number of shares outstanding may also lower trading volume and liquidity and increase volatility. In addition, reverse stock splits are often viewed negatively by the market, which may adversely affect the trading price of our common stock. If the market price of our common stock does not increase proportionately with the reverse stock split ratio, our stockholders may experience a loss in value.
Reworded paragraphs (1)

Previous wording

Factors that could cause our actual results to differ materially from those in this Quarterly Report include the risk factors described in the Annual Report on Form 10-K filed with the SEC on March 30, 2026. As of the date of this Quarterly Report, there have been no material changes to the risk factors disclosed in our Annual Report on Form 10-K filed with the SEC.

Current wording

Factors that could cause our actual results to differ materially from those in this Quarterly Report include the risk factors described in the Annual Report on Form 10-K filed with the SEC on March 30, 2026. Except as set forth below, as of the date of this Quarterly Report, there have been no material changes to the risk factors disclosed in our Annual Report on Form 10-K filed with the SEC. The risk factors set forth below supplement, and should be read together with, the risk factors disclosed in our Annual Report on Form 10-K.