Rocket Companies Inc
For the period ended Dec 31, 2024. Filed Mar 3, 2025.
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FY2024 · Filed Mar 3, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Arrangements
Our insider trading policy permits our officers and directors to establish pre-approved stock trading plans pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. Rule 10b5-1 allows insiders to adopt written stock trading plans at a time when they are unaware of material non-public information which establish predetermined trading parameters that do not permit the insider to subsequently exercise any influence over how, when or whether to effect trades. During the fourth quarter of 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company informed the Company of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement or a “non-Rule 10b5-1 trading arrangement” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
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