Grocery Outlet Holding Corp.
For the period ended Jan 3, 2026. Filed Mar 4, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2026 · Filed Mar 4, 2026
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Item 9B. Other Information
Rule 10b5-1 Trading Plans and Arrangements - Directors and Section 16 Officers
The following table describes contracts, instructions or written plans for the sale or purchase of our securities, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act, referred to as Rule 10b5-1 trading plans, that were adopted by our directors or Officers (as such term is defined under Section 16 of the Exchange Act) during the 14 weeks ended January 3, 2026. No such plans were terminated during the 14 weeks ended January 3, 2026.
| Name and Position | Date of Adoption of Rule 10b5-1 Trading Plan | Scheduled Expiration of Rule 10b5-1 Trading Plan | Aggregate Number of Securities to be Purchased or Sold |
|---|---|---|---|
| Andrea R. BortnerChief Human Resources Officer | 11/10/2025 | 11/9/2026 | Sale of up to 45,087 shares of our common stock |
Non-Rule 10b5-1 Trading Arrangements
During the 14 weeks ended January 3, 2026, no "non-Rule 10b5-1 trading arrangements" (as defined in Item 408(c) of SEC Regulation S-K) were adopted, modified orterminated by our directors or Officers.
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