High Roller Technologies, Inc.
For the period ended Jun 30, 2026. Filed Aug 11, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 11, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-03-31; filed 2026-05-12.
0001753926-26-000822
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosureOther InformationCurrent report: 10-Q
Period ended 2026-06-30; filed 2026-08-11.
0001753926-26-001419
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresOther InformationThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 27 previous paragraphs and 30 current paragraphs.
24 unchanged; 2 reworded; 4 added; 1 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (4)
Current report
On May 14, 2026, Adam Felman, the Company's Chief Financial Officer, adopted a written trading arrangement for the sale of shares of the Company's common stock that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (a "Rule 10b5-1 trading arrangement"). The arrangement provides for the sale of up to 61,200 shares of common stock in the aggregate and terminates on the earlier of May 19, 2027 and the date on which all shares subject to the arrangement have been sold.
Current report
The shares subject to the arrangement consist of up to 16,800 shares in respect of performance-based equity awards and up to 14,400 shares in respect of time-based equity awards, which shares were intended, at the time of adoption, to fund tax withholding obligations arising from the vesting of such awards. In addition, up to 30,000 shares are available to be sold upon the achievement of specified price thresholds set forth in the arrangement. The number of shares actually sold in respect of the equity awards will depend on the market price of the common stock on the applicable vesting dates and the applicable withholding rates, and may differ from the amounts set forth above.
Removed paragraphs (1)
Reworded paragraphs (2)
Previous wording
As of the date of this Quarterly Report, there were no material changes to the risks and uncertainties described in the section titled “Risk Factors” in the Form 10-K during the three months ended March 31, 2026 other than as set forth below:
Current wording
As of the date of this Quarterly Report, there were no material changes to the risks and uncertainties described in the section titled “Risk Factors” in the Form 10-K during the six months ended June 30, 2026 other than as set forth below:
Previous wording
During our fiscal quarter ended March 31, 2026 no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Current wording
Other than as described above, during the three months ended June 30, 2026, no director or officer of the Company adopted orterminated a Rule 10b5-1 trading arrangement or any written trading arrangement that meets the requirements of a "non-Rule 10b5-1 trading arrangement" as defined in Item 408(c) of Regulation S-K.