HawkEye 360, Inc.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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Jun 30, 2026 · Filed Aug 14, 2026
HAWK$14.97-0.6%Stored close · as of Nov 10, 2026
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Item 6. Exhibits
EXHIBIT INDEX
| ExhibitNumber | Description |
| 3.1 | Amended and Restated Certificate of Incorporation of HawkEye 360, Inc. (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-43266) filed with the Commission on May 8, 2026). |
| 3.2 | Amended and Restated Bylaws of HawkEye 360, Inc. (incorporated herein by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K (File No. 001-43266) filed with the Commission on May 8, 2026). |
| 10.1 | Credit Agreement, dated May 19, 2026, among the Company, certain subsidiaries of the Company party thereto, as guarantors, the lenders party thereto, and Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer (incorporated herein by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K (File No. 001-43266) filed with the Commission on May 21, 2026). |
| 10.2 | 2026 Equity Incentive Plan and Forms of Stock Option Grant Notice, Stock Option Agreement, Notice of Exercise, Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement (incorporated herein by reference to Exhibit 10.2 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.3 | 2026 Employee Stock Purchase Plan (incorporated herein by reference to Exhibit 10.3 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.4 | Form of Indemnification Agreement with Executive Officers and Directors (incorporated herein by reference to Exhibit 10.4 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.5 | Form of Confirmatory Offer Letter, by and between the Company and John Serafini (incorporated herein by reference to Exhibit 10.5 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.6 | Form of Confirmatory Offer Letter, by and between the Company and Todd Probert (incorporated herein by reference to Exhibit 10.6 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.7 | Form of Confirmatory Offer Letter, by and between the Company and Craig Searle (incorporated herein by reference to Exhibit 10.7 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.8 | Severance and Change in Control Plan (incorporated herein by reference to Exhibit 10.8 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 10.9 | Non-Employee Director Compensation Policy (incorporated herein by reference to Exhibit 10.14 to the Company’s Registration Statement on Form S-1 (File No. 333-294965) filed with the Commission on May 1, 2026). |
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|---|---|
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1** | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101 INS* | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
*Filed herewith
**This certification is being furnished solely to accompany this Quarterly Report pursuant to 18 U.S.C. Section 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Registrant, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
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