Burford Capital Ltd
For the period ended Dec 31, 2023. Filed Mar 28, 2024.
View on SEC.govAbout this filing
The yearly report of a company based outside the US. It covers much of what a 10-K does, and may follow accounting rules other than US ones.
FY2023 · Filed Mar 28, 2024
BUR$3.59-9.3%Stored close · as of Nov 6, 2026
Contents
Cross reference
| | | | | | | |
|---|---|---|---|---|---|---|
| 1 | | | | Identity of directors, senior management and advisers | | N/A |
| 2 | | | | Offer statistics and expected timetable | | N/A |
| 3 | | | | Key information | | |
| | | A | | [Reserved] | | N/A |
| | | B | | Capitalization and indebtedness | | N/A |
| | | C | | Reasons for the offer and use of proceeds | | N/A |
| | | D | | Risk factors | | 130-150 |
| 4 | | | | Information on the company | | |
| | | A | | History and development of the company | | 10 |
| | | B | | Business overview | | 6-9, 10-23, 36-48, see also Item 5 |
| | | C | | Organizational structure | | 22 |
| | | D | | Property, plants and equipment | | 22 |
| 4A | | | | Unresolved staff comments | | N/A |
| 5 | | | | Operating and financial review and prospects | | |
| | | A | | Operating results | | 6-9, 30-54, see also Item 5.D |
| | | B | | Liquidity and capital resources | | 49-52 |
| | | C | | Research and development, patents and licenses, etc. | | 52 |
| | | D | | Trend information | | 24-52, see also Item 5.A |
| | | E | | Critical accounting estimates | | 52-54 |
| 6 | | | | Directors, senior management and employees | | |
| | | A | | Directors and senior management | | 114-118 |
| | | B | | Compensation | | 123-128 |
| | | C | | Board practices | | 114, 118-122 |
| | | D | | Employees | | 20 |
| | | E | | Share ownership | | 123, 127-128 |
| | | F | | Disclosure of a registrant’s action to recover erroneously awarded compensation | | N/A |
| 7 | | | | Major shareholders and related party transactions | | |
| | | A | | Major shareholders | | 129 |
| | | B | | Related party transactions | | 129 |
| | | C | | Interests of experts and counsel | | N/A |
| 8 | | | | Financial information | | |
| | | A | | Consolidated statements and other financial information | | See Item 18 |
| | | B | | Significant changes | | 113 |
| 9 | | | | The offer and listing | | |
| | | A | | Offer and listing details | | 10 |
| | | B | | Plan of distribution | | N/A |
| | | C | | Markets | | 10 |
| | | D | | Selling shareholders | | N/A |
| | | E | | Dilution | | N/A |
| | | F | | Expenses of the issue | | N/A |
| 10 | | | | Additional information | | |
| | | A | | Share capital | | N/A |
| | | B | | Memorandum and articles of association | | 151 |
| | | C | | Material contracts | | 151-154 |
| | | D | | Exchange controls | | 154 |
| | | E | | Taxation | | 154-157 |
| | | F | | Dividends and paying agents | | N/A |
| | | G | | Statements by experts | | N/A |
| | | H | | Documents on display | | 158 |
| | | I | | Subsidiary information | | N/A |
| 11 | | | | Quantitative and qualitative disclosures about market risk | | 158-161 |
| 12 | | | | Description of securities other than equity securities | | |
| | | A | | Debt securities | | N/A |
| | | B | | Warrants and rights | | N/A |
| | | C | | Other securities | | N/A |
| | | D | | American depositary shares | | N/A |
| 13 | | | | Defaults, dividend arrearages and delinquencies | | N/A |
| 14 | | | | Material modifications to the rights of security holders and use of proceeds | | N/A |
166 Burford Capital Annual Report 2023
| | | | | | | |
|---|---|---|---|---|---|---|
| 15 | | | | Controls and procedures | | 161-163 |
| 16 | | | | [Reserved] | | N/A |
| 16A | | | | Audit committee financial expert | | 120 |
| 16B | | | | Code of ethics | | 121-122 |
| 16C | | | | Principal accountant fees and services | | 163 |
| 16D | | | | Exemptions from the listing standards for audit committees | | N/A |
| 16E | | | | Purchases of equity securities by the issuer and affiliated purchasers | | 157-158 |
| 16F | | | | Change in registrant’s certifying accountant | | N/A |
| 16G | | | | Corporate governance | | 114, 118-122 |
| 16H | | | | Mine safety disclosure | | N/A |
| 16I | | | | Disclosure regarding foreign jurisdictions that prevent inspections | | N/A |
| 16J | | | | Insider trading policies | | N/A |
| 16K | | | | Cybersecurity | | 17-19 |
| 17 | | | | Financial statements | | See Item 18 |
| 18 | | | | Financial statements | | 67-113 |
| 19 | | | | Exhibits | | 164-165 |
Burford Capital Annual Report 2023 167
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