Cavitation Technologies, Inc.
For the period ended Jun 30, 2026. Filed Oct 6, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2026 · Filed Oct 6, 2026
Contents
Table of Contents
| Page | |
|---|---|
| PART I | |
| Item 1. Business | 1 |
| Item 1A. Risk Factors | 8 |
| Item 1B. Unresolved Staff Comments | 8 |
| Item 1C. Cybersecurity | 8 |
| Item 2. Properties | 8 |
| Item 3. Legal Proceedings | 9 |
| Item 4. Mine Safety Disclosures | 9 |
| PART II | |
| Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities | 10 |
| Item 6. Reserved | 10 |
| Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations | 10 |
| Item 7A. Quantitative and Qualitative Disclosures About Market Risk | 18 |
| Item 8. Financial Statements and Supplementary Data | 18 |
| Item 9. Changes In and Disagreements With Accountants on Accounting and Financial Disclosure | 19 |
| Item 9A. Controls and Procedures | 19 |
| Item 9B. Other Information | 20 |
| Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections | 20 |
| PART III | |
| Item 10. Directors, Executive Officers and Corporate Governance | 21 |
| Item 11. Executive Compensation | 22 |
| Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 24 |
| Item 13. Certain Relationships and Related Transactions, and Director Independence | 25 |
| Item 14. Principal Accounting Fees and Services | 27 |
| PART IV | |
| Item 15. Exhibits, Financial Statement Schedules | 28 |
| Signatures | 30 |
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CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
This annual report on Form 10-K and the exhibits attached hereto contain “forward-looking” statements within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements concern our anticipated results and developments in our operations in future periods, planned exploration and development of our properties, plans related to our business and matters that may occur in the future. These statements relate to analyses and other information that are based on forecasts of future results, estimates of amounts not yet determinable and assumptions of management. We use words like “expects,” “believes,” “intends,” “anticipates,” “plans,” “targets,” “projects” or “estimates” in this annual report. When used, these words and other, similar words and phrases or statements that an event, action or result “will,” “may,” “could,” or “should” result, occur, be taken or be achieved, identify “forward-looking” statements. Such forward-looking statements are subject to certain risks and uncertainties, both known and unknown, and assumptions.
Management has included projections and estimates in this annual report, which are based primarily on management’s experience in the industry, assessments of our results of operations, discussions and negotiations with third parties and a review of information filed by our competitors with the Securities and Exchange Commission or otherwise publicly available. We caution readers not to place undue reliance on any such forward-looking statements, which speak only as of the date made. We disclaim any obligation subsequently to revise any forward-looking statements to reflect events or circumstances after the date of such statements or to reflect the occurrence of anticipated or unanticipated events, except as required by law. We qualify all of the forward-looking statements contained in this annual report by the foregoing cautionary statements.
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