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Cavitation Technologies, Inc.

For the period ended Jun 30, 2026. Filed Oct 6, 2026.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2026 · Filed Oct 6, 2026

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Contents

Table of Contents

Page
PART I
Item 1. Business1
Item 1A. Risk Factors8
Item 1B. Unresolved Staff Comments8
Item 1C. Cybersecurity8
Item 2. Properties8
Item 3. Legal Proceedings9
Item 4. Mine Safety Disclosures9
PART II
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities10
Item 6. Reserved10
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations10
Item 7A. Quantitative and Qualitative Disclosures About Market Risk18
Item 8. Financial Statements and Supplementary Data18
Item 9. Changes In and Disagreements With Accountants on Accounting and Financial Disclosure19
Item 9A. Controls and Procedures19
Item 9B. Other Information20
Item 9C. Disclosure Regarding Foreign Jurisdictions That Prevent Inspections20
PART III
Item 10. Directors, Executive Officers and Corporate Governance21
Item 11. Executive Compensation22
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters24
Item 13. Certain Relationships and Related Transactions, and Director Independence25
Item 14. Principal Accounting Fees and Services27
PART IV
Item 15. Exhibits, Financial Statement Schedules28
Signatures30

i

CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS

This annual report on Form 10-K and the exhibits attached hereto contain “forward-looking” statements within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements concern our anticipated results and developments in our operations in future periods, planned exploration and development of our properties, plans related to our business and matters that may occur in the future. These statements relate to analyses and other information that are based on forecasts of future results, estimates of amounts not yet determinable and assumptions of management. We use words like “expects,” “believes,” “intends,” “anticipates,” “plans,” “targets,” “projects” or “estimates” in this annual report. When used, these words and other, similar words and phrases or statements that an event, action or result “will,” “may,” “could,” or “should” result, occur, be taken or be achieved, identify “forward-looking” statements. Such forward-looking statements are subject to certain risks and uncertainties, both known and unknown, and assumptions.

Management has included projections and estimates in this annual report, which are based primarily on management’s experience in the industry, assessments of our results of operations, discussions and negotiations with third parties and a review of information filed by our competitors with the Securities and Exchange Commission or otherwise publicly available. We caution readers not to place undue reliance on any such forward-looking statements, which speak only as of the date made. We disclaim any obligation subsequently to revise any forward-looking statements to reflect events or circumstances after the date of such statements or to reflect the occurrence of anticipated or unanticipated events, except as required by law. We qualify all of the forward-looking statements contained in this annual report by the foregoing cautionary statements.

ii

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.