PEDEVCO CORP
For the period ended Dec 31, 2025. Filed Mar 31, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 31, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 9B. Other Information
(b) Rule 10b5-1 Trading Plans.
None of our directors or officers informed us of the adoption, modification or termination of a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408(c) of Regulation S-K) during the quarterly period covered by this report, except as described in the table below:
| Name and Title | Action | Date Adopted | Character of Trading Arrangement (1) | Aggregate Number of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement | Expiration Date (2) |
|---|---|---|---|---|---|
| J. Douglas Schick | Termination (3) | 5/20/2025 | Rule 10b5-1 Trading Arrangement | Up to 16,000 shares to be sold | 5/19/2027 |
| Chief Executive Officer, President and member of the Board | |||||
| Clark R. Moore | Termination (3) | 5/20/2025 | Rule 10b5-1 Trading Arrangement | Up to 15,833 shares to be sold | 5/19/2027 |
| Executive Vice President, General Counsel and Secretary | |||||
| Paul Pinkston | Termination (3) | 5/20/2025 | Rule 10b5-1 Trading Arrangement | Up to 5,400 shares to be sold | 5/19/2027 |
| Chief Accounting Officer | |||||
| Jody Crook | Termination (3) | 5/20/2025 | Rule 10b5-1 Trading Arrangement | Up to 4,243 shares to be sold | 5/19/2027 |
| Chief Commercial Officer | |||||
| (1) | Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the Rule).’ |
| (2) | Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all purchases or sales or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permitted or only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.’ |
| (3) | Terminated as of December 22, 2025. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.