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Fervo Energy Co

For the period ended Sep 30, 2026. Filed Nov 10, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 10, 2026

FRVO$11.380.0%Stored close · as of Nov 10, 2026

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Item 5. Other Information

During the three months ended September 30, 2026, seven officers (as such term is defined in Rule 16a-1(f) under the Exchange Act) of the Company entered into trading plans intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act (each such trading plan, a “Rule 10b5-1 Trading Plan”), as discussed below. No other directors or officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (each as defined in Item 408(a) and (c) of Regulation S-K).

On September 2, 2026, Timothy Latimer, our Chief Executive Officer, adopted a Rule 10b5-1 Trading Plan that provides for the sale, subject to certain conditions, of up to 629,792 shares of our Class A common stock (including shares of Class A common stock issuable upon conversion of shares of Class B common stock). Sales may be made under this trading plan through May 14, 2027, for a duration of 255 days.

On September 2, 2026, Gustavo Torres, our Senior Vice President, General Counsel and Corporate Secretary, adopted a Rule 10b5-1 Trading Plan that provides for the sale, subject to certain conditions (including a limit price), of up to 66,000 shares of our Class A common stock and 100% of the net shares of our Class A common stock (after tax withholding) issuable upon the vesting of 6,593 restricted stock units. Sales may be made under this trading plan through September 17, 2027, for a duration of 381 days.

On September 3, 2026, Christian Gradl, our Senior Vice President, GeoBlock Factory, adopted a Rule 10b5-1 Trading Plan that provides for the exercise of stock options and the sale, subject to certain conditions, of up to 125,000 shares of our Class A common stock acquired on those exercises. Sales may be made under this trading plan through March 19, 2027, for a duration of 198 days.

On September 3, 2026, Dawn Owens, our Senior Vice President, Development & Commercial Markets, adopted a Rule 10b5-1 Trading Plan that provides for the exercise of stock options and the sale, subject to certain conditions (including limit prices), of up to 55,542 shares of our Class A common stock acquired on those exercises. Sales may be made under this trading plan through March 31, 2027, for a duration of 210 days.

On September 4, 2026, David Ulrey, our Chief Financial Officer, adopted a Rule 10b5-1 Trading Plan that provides for the exercise of stock options and the sale, subject to certain conditions (including limit prices), of up to 129,829 shares of our Class A common stock acquired on those exercises. Sales may be made under this trading plan through May 28, 2027, for a duration of 267 days.

On September 4, 2026, Jack Norbeck, our Chief Technology Officer, adopted a Rule 10b5-1 Trading Plan that provides for the sale, subject to certain conditions, of up to 382,000 shares of our Class A common stock (including shares of Class A common stock issuable upon conversion of shares of Class B common stock). Sales may be made under this trading plan through May 20, 2027, for a duration of 259 days.

On September 14, 2026, Quinn Woodard, our Vice President, Operations, adopted a Rule 10b5-1 Trading Plan that provides for the exercise of stock options and the sale, subject to certain conditions (including limit prices), of up to 62,194 shares of our Class A common stock acquired on those exercises. Sales may be made under this trading plan through May 28, 2027, for a duration of 257 days.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.