OPPENHEIMER HOLDINGS INC
For the period ended Sep 30, 2026. Filed Oct 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 30, 2026
OPY$90.72+2.9%Stored close · as of Nov 6, 2026
Contents
Table of Content
INDEX TO QUARTERLY REPORT ON FORM 10-Q
| Page No. | ||
|---|---|---|
| PART I · FINANCIAL INFORMATION | ||
| Item 1. · Financial Statements (unaudited) | ||
| Condensed Consolidated Balance Sheets as of September 30, 2026 and December 31, 2025 | 4 | |
| Condensed Consolidated Income Statements for the Three and Nine Months Ended September 30, 2026 and 2025 | 5 | |
| Condensed Consolidated Statements of Comprehensive Income for the Three and Nine Months Ended September 30, 2026 and 2025 | 6 | |
| Condensed Consolidated Statements of Changes in Stockholders' Equity and Noncontrolling Interests for the Three and Nine Months Ended September 30, 2026 and 2025 | 7 | |
| Condensed Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2026 and 2025 | 8 | |
| Notes to Condensed Consolidated Financial Statements | 10 | |
| Item 2. | Management's Discussion and Analysis of Financial Condition and Results of Operations | 40 |
| Item 3. | Quantitative and Qualitative Disclosures About Market Risk | 57 |
| Item 4. | Controls and Procedures | 58 |
| PART II | OTHER INFORMATION | |
| Item 1. | Legal Proceedings | 59 |
| Item 1A. | Risk Factors | 61 |
| Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds | 61 |
| Item 5. | Other Information | 61 |
| Item 6. | Exhibits | 62 |
| Signatures | 63 | |
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