AVIAT NETWORKS, INC.
For the period ended Jul 3, 2026. Filed Aug 27, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2026 · Filed Aug 27, 2026
AVNW$17.66+4.1%Stored close · as of Nov 6, 2026
Contents
Exhibit Index
The following exhibits are filed or furnished herewith or are incorporated herein by reference to exhibits previously filed with the SEC:
| Ex. # | Description |
| 2.1#¥ | Master Sale of Business Agreement, dated May 9, 2023, by and among the Company and NEC (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed May 9, 2023, File No. 001-33278). |
| 2.2#¥ | Amendment to the Master Sale of Business Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 2.2 to the Current Report on Form 8-K filed December 1, 2023, File No. 001-33278). |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company, as amended (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on November 13, 2023, File No. 001-33278). |
| 3.2 | Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed with the SEC on August 24, 2023, File No. 001-33278). |
| 4.1 | Certificate of Designation of Rights, Preferences and Privileges of Series A Participating Preferred Stock (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K filed with the SEC on September 7, 2016, File No. 001-33278). |
| 4.2 | Specimen common stock certificate, adopted as of January 29, 2010 (incorporated by reference to Exhibit 4.1.1 to the Annual Report on Form 10-K for fiscal year end July 2, 2010 filed with the SEC on September 9, 2010, File No. 001-33278). |
| 4.3 | Amended and Restated Tax Benefit Preservation Plan, dated as of August 27, 2020, by and between the Company and Computershare Inc., as Rights Agent (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on August 31, 2020, File No. 001-33278). |
| 4.4 | Amendment No. 1 to the Amended and Restated Tax Benefit Preservation Plan, dated as of February 28, 2023, by and between the Company and Computershare Inc., as Rights Agent (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on February 28, 2023, File No. 001-33278). |
| 4.5 | Amendment No. 2 to the Amended and Restated Tax Benefit Preservation Plan, dated as of February 27, 2026, by and between the Company and Computershare Inc., as Rights Agent (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on February 27, 2026, File No. 001-33278). |
| 4.6 | Description of Registered Securities (incorporated by reference to Exhibit 4.5 to the Annual Report on Form 10-K for fiscal year end June 30, 2023 filed with the SEC on August 30, 2023, File No. 001-33278). |
| 10.1#◊ | Registration Rights and Lock-Up Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.2#◊ | Manufacturing and Supply Agreement, dated November 30, 2023, by and among the Company, NECPF and NEC (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.3#◊ | Global Transition Services Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.4#◊ | Global Seller Transition Services Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.5#◊ | Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC South Africa (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.6#◊ | Framework Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC Saudi Arabia (incorporated by reference to Exhibit 10.6 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.7#◊ | Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC New Zealand (incorporated by reference to Exhibit 10.7 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| Ex. # | Description |
| 10.8#◊ | Distribution Agreement, dated November 30, 2023, by and between Aviat Singapore and NEC Malaysia (incorporated by reference to Exhibit 10.8 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.9#◊ | Trademark License Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.9 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.10#◊ | Intellectual Property License Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.10 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.11#◊ | Trademark Assignment Agreement, dated November 30, 2023, by and between the Company and NEC (incorporated by reference to Exhibit 10.11 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.12#◊ | Development Services Agreement, dated November 30, 2023, by and between Opco and NEC (incorporated by reference to Exhibit 10.12 to the Current Report on Form 8-K filed with the SEC on December 1, 2023, File No. 001-33278). |
| 10.13#◊ | Credit Agreement dated May 9, 2023, by and among the Company, the Opco, the Singapore Borrower and the Lenders (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on May 9, 2023, File No. 001-33278). |
| 10.14#◊ | First Amendment to Credit Agreement, dated November 22, 2023, by and among the Borrowers and the Lender (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on November 29, 2023, File No. 001-33278). |
| 10.15#◊ | Second Amendment to Credit Agreement, dated October 18, 2024, by and among the Borrowers and the Lender (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on October 22, 2024, File No. 001-33278). |
| 10.16#◊ | Third Amendment to Credit Agreement, dated August 28, 2025, by and among the Borrowers and the Lender (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on September 2, 2025, File No. 001-33278). |
| 10.17 | Intellectual Property Agreement between Harris Stratex Networks, Inc. and Harris Corporation dated January 26, 2007 (incorporated by reference to Exhibit 10.4 to the Current Report on Form 8-K filed with the SEC on February 1, 2007, File No. 001-33278). |
| 10.18 | Tax Sharing Agreement between Harris Stratex Networks, Inc. and Harris Corporation dated January 26, 2007 (incorporated by reference to Exhibit 10.11 to the Current Report on Form 8-K filed with the SEC on February 1, 2007, File No. 001-33278). |
| 10.19 | Letter Agreement, dated as of January 11, 2015, among the Company, Steel Partners Holdings L.P., Lone Star Value Management, LLC and certain other parties (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on January 12, 2015, File No. 001-33278). |
| 10.20 | Lease Agreement, dated June 8, 2016, between the Company, through its wholly owned subsidiary Aviat U.S., Inc., and The Irvine Company LLC (incorporated by reference to Exhibit 10.34 to the Annual Report on Form 10-K for fiscal year end July 1, 2016 filed with the SEC on September 9, 2016, File No. 001-33278). |
| 10.21 | Employment Agreement, dated January 2, 2020, between the Company and Peter Smith (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on January 2, 2020, File No. 001-33278). |
| 10.21.1+ | First Amendment to the Employment Agreement between the Company and Peter Smith, dated May 17, 2021 (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on May 18, 2021, File No. 001-33278). |
| 10.21.2+ | Second Amendment to Employment Agreement, dated July 4, 2021, between the Company and Peter Smith (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on July 7, 2021, File No. 001-33278). |
| 10.21.3+ | Employment Agreement, dated April 15, 2024, between the Company and Peter Smith (incorporated by reference to Exhibit 10.20.3 to the Annual Report for fiscal year end June 28, 2024, filed with the SEC on October 4, 2024, File No. 001-33278). |
| 10.22+ | Aviat Networks, Inc. Second Amended and Restated 2018 Incentive Plan (incorporated by reference to Annex A to the Company’s Proxy Statement on Schedule 14A filed with the SEC on October 7, 2024, File No. 001-33278). |
| Ex. # | Description |
| 10.23+ | Aviat Networks, Inc. Third Amended and Restated 2018 Incentive Plan (incorporated by reference to Annex A to the Company’s Proxy Statement on Schedule 14A filed with the SEC on September 23, 2025, File No. 001-33278). |
| 10.24+ | Employment Agreement, dated April 15, 2024, between the Company and Erin Boase (incorporated by reference to Exhibit 10.26 to the Annual Report for fiscal year end June 28, 2024, filed with the SEC on October 4, 2024, File No. 001-33278). |
| 10.25+ | Employment Agreement, dated April 15, 2024, between the Company and Gary Croke (incorporated by reference to Exhibit 10.27 to the Annual Report for fiscal year end June 28, 2024, filed with the SEC on October 4, 2024, File No. 001-33278). |
| 10.25.1+ | First Amendment to Employment Agreement, dated July 1, 2025, between the Company and Gary Croke (incorporated by reference to Exhibit 10.24.1 to the Annual Report for fiscal year end June 27, 2025, filed with the SEC on September 10, 2025, File No. 001-33278). |
| 10.26+ | Employment Agreement, dated May 28, 2024, between the Company and Michael Connaway (incorporated by reference to Exhibit 10.28 to the Annual Report for fiscal year end June 28, 2024, filed with the SEC on October 4, 2024, File No. 001-33278). |
| 10.27+ | Employment Agreement, dated September 10, 2025, between the Company and Andrew Fredrickson (incorporated by reference to Exhibit 10.2 to the Quarterly Report for the quarter ended September 26, 2025, filed with the SEC on November 4, 2025, File No. 001-33278). |
| 10.28+ | Employment Agreement, dated December 3, 2025, between the Company and Andrew C. Schmidt (incorporated by reference to Exhibit 10.1 to the Quarterly Report for the quarter ended December 26, 2025, filed with the SEC on February 3, 2026, File No. 001-33278). |
| 16.1 | Letter to Commission from Deloitte & Touche LLP dated September 19, 2025 (incorporated by reference to Exhibit 16.1 to the Current Report on Form 8-K filed with the SEC on September 19, 2025, File No. 001-33278). |
| 19.1* | Insider Trading Compliance Program and Policy Statement, dated June 20, 2024. |
| 21* | List of Subsidiaries of the Company. |
| 23.1* | Consent of Grant Thornton LLP |
| 23.2* | Consent of Deloitte & Touche LLC |
| 31.1* | Rule 13a-14(a)/15d-14(a) Certification of President and Chief Executive Officer |
| 31.2* | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer |
| 32.1** | Section 1350 Certification of Chief Executive Officer and Chief Financial Officer |
| 97.1* | Incentive-Based Compensation Recoupment Policy, dated August 21, 2023. |
| 101.INS | XBRL Instance Document |
| 101.SCH | XBRL Taxonomy Extension Schema Document |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| + | Management compensatory contract, arrangement or plan required to be filed as an exhibit pursuant to Item 15(b) of this report. |
|---|---|
| * | Filed herewith. |
| ** | Furnished herewith. |
| # | Certain schedules and exhibits to this agreement have been omitted in accordance with Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC on request. |
| ¥ | Certain portions of this exhibit were redacted pursuant to Item 601(b)(2)(ii) of Regulation S-K. |
| ◊ | Certain portions of this exhibit were redacted pursuant to Item 601(b)(10)(iv) of Regulation S-K. |
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