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Midas Edge

OPPENHEIMER HOLDINGS INC

For the period ended Jun 30, 2026. Filed Jul 31, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Jul 31, 2026

OPY$92.69+2.2%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

3.1Amended and Restated Certificate of Incorporation of Oppenheimer Holdings Inc. (previously filed as Exhibit 3.1 to the Company's Current Report on Form 8-K filed on May 5, 2026, and incorporated herein by reference)
10.1Settlement Term Sheet, dated April 24, 2026, by and among Oppenheimer & Co. Inc. and the plaintiff class in Liberty Capital Group v. Oppenheimer Holdings Inc., No. 1: 25-cv-04822-JSR (S.D.N.Y.) (previously filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 24, 2026, and incorporated herein by reference
31.1*Certification of Robert S. Lowenthal
31.2*Certification of Brad M. Watkins
32**Certification of Robert S. Lowenthal and Brad M. Watkins
101*Interactive data files pursuant to Rule 405 of Regulation S-T (unaudited): (i) the Condensed Consolidated Balance Sheets as of June 30, 2026 and December 31, 2025, (ii) the Condensed Consolidated Income Statements for the Three and Six Months Ended June 30, 2026 and 2025, (iii) the Condensed Consolidated Statements of Comprehensive Income for the Three and Six Months Ended June 30, 2026 and 2025, (iv) the Condensed Consolidated Statements of Changes in Stockholders' Equity and Noncontrolling Interests for the Three and Six Months Ended June 30, 2026 and 2025, (v) the Condensed Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2026 and 2025, and (vi) the Notes to the Condensed Consolidated Financial Statements.
104*Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*Filed herewith.
**Furnished herewith.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.