X4 Pharmaceuticals, Inc
For the period ended Aug 11, 2025. Filed Aug 12, 2025.
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Aug 11, 2025 · Filed Aug 12, 2025
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Contents
Forward-Looking Statements
This Form 8-K contains forward-looking statements within the meaning of The Private Securities Litigation Reform Act of 1995, including without limitation express or implied statements regarding the expected closing of the Private Placement, anticipated proceeds from the Private Placement and the use thereof, the Company’s plans to file a registration statement to register the resale of the shares of Common Stock to be issued and sold in the Private Placement and the issuance of the shares of Common Stock issuable upon exercise of the Pre-Funded Warrants, and the anticipated timeline of the leadership changes and related compensation arrangements. The words “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “plan,” “potential,” “predict,” “project,” “target,” “should,” “would,” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. Actual results or events could differ materially from the plans, intentions and expectations disclosed in these forward-looking statements as a result of various important factors, including risks relating to the Company’s inability, or the inability of the Investors, to satisfy the conditions to closing for the Private Placement; the closing of the Private Placement; and other risks and uncertainties described under the caption “Risk Factors” in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025 and Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, which is on file with the SEC; and risks described in other filings that the Company makes with the SEC in the future. Any forward-looking statements contained in this Form 8-K speak only as of the date hereof, and the Company expressly disclaims any obligation to update any forward-looking statements, whether because of new information, future events or otherwise.
| Item 9.01 | Financial Statements and Exhibits. |
| Exhibit No. | Description |
| 4.1 | Form of August 2025 Pre-Funded Warrant. |
| 10.1 | Securities Purchase Agreement, dated August 11, 2025, by and among X4 Pharmaceuticals, Inc. and the persons party thereto. |
| 10.2 | Registration Rights Agreement, dated August 11, 2025, by and among X4 Pharmaceuticals, Inc. and the persons party thereto. |
| 10.3 | Amendment No. 1 to X4 Pharmaceuticals, Inc. Amended and Restated 2019 Inducement Equity Incentive Plan |
| 99.1 | Press Release issued by X4 Pharmaceuticals, Inc., dated August 12, 2025. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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