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Innventure Inc

Filed Nov 4, 2024.

View on SEC.gov

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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.

period unavailable · Filed Nov 4, 2024

INV$0.14-10.5%Stored close · as of Nov 6, 2026
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Contents

CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTSiv

CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS

This prospectus contains forward-looking statements. Forward-looking statements are all statements other than those of historical fact, and include statements regarding the parties or the parties’ respective management team’s expectations, hopes, beliefs, intentions, plans, prospects or strategies regarding the future, including the anticipated benefits of the Business Combination described herein, including revenue growth and financial performance, product expansion and services, and the financial condition, results of operations, earnings outlook and prospects of the Company. Any statements that refer to projections, forecasts or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements. Forward-looking statements are typically identified by words such as “plan,” “believe,” “expect,” “anticipate,” “intend,” “outlook,” “estimate,” “forecast,” “project,” “continue,” “could,” “may,” “might,” “possible,” “potential,” “predict,” “should,” “would” and other similar words and expressions, but the absence of these words does not mean that a statement is not forward-looking.

These forward-looking statements are based on the current expectations and beliefs of the management of the Company in light of its experience and its perception of historical trends, current conditions and expected future developments and their potential effects on the Company, as well as other factors they believe are appropriate in the circumstances. There can be no assurance that future developments affecting Innventure will be those that we have anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond the control of the parties) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements, including those discussed and identified in the public filings made by Innventure upon closing of the transaction, and the following:

expectations regarding the Company’s and the Innventure Companies’ (as defined below) strategies and future financial performance, including their future business plans, expansion and acquisition plans or objectives, prospective performance and opportunities and competitors, revenues, products and services, pricing, operating expenses, market trends, liquidity, cash flows and uses of cash, capital expenditures, and the Company’s ability to invest in growth initiatives;

the implementation, market acceptance and success of the Company’s and the Innventure Companies’ business models and growth strategies;

the Company’s ability to meet the various conditions and satisfy the various limitations under the Standby Equity Purchase Agreement (the “SEPA”) with YA II PN, Ltd., including exchange caps, issuances and subscriptions based on trading volumes, to access the funds available under the SEPA;

the Company’s ability to obtain funding for its operations and future growth;

developments and projections relating to the Company’s and the Innventure Companies’ competitors and industry;

the Innventure Companies’ ability to meet, and to continue to meet, applicable regulatory requirements for the use of their products and the numerous regulatory requirements generally applicable to their products and facilities;

the outcome of any legal proceedings that may be instituted against the Company in connection with the completion of the Business Combination;

the Company’s ability to find future opportunities to license or acquire breakthrough technology solutions from multinational corporations (“MNCs”) and to satisfy the requirements imposed by or to avoid disagreements with its current and future MNC partners;

the risk that the Company may be deemed an investment company under the Investment Company Act, which would impose burdensome compliance requirements and restrictions on its activities;

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the ability of the Company’s subsidiary, AeroFlexx, LLC (“AFX”), to continue to rely on its single facility for all of its operations and to establish substantial commercial sales of its products;

The ability of AFX’s suppliers to continue to deliver necessary raw materials or other components of its products timely and to specification;

AFX’s target customers, who are subject to cyclical downturns, continuing to achieve success or maintaining market share;

AFX ability to meet applicable regulatory requirements for the use of AFX’s products in food grade applications;

the ability of the Company’s subsidiary, Accelsius Holdings LLC (“Accelsius”), to scale its operations;

the market’s adoption, including customers and potential investors, of the viability and benefits of Accelsius’ cooling products;

potential regulatory scrutiny of Accelsius’ cooling due to their use of working fluid refrigerants that contain fluorine;

the Company’s ability to sufficiently protect the intellectual property rights of itself and its subsidiaries, and to avoid or resolve in a timely and cost-effective manner any disputes that may arise relating to its use of the intellectual property of third parties;

the risk of a cyber-attack or a failure of the Company’s information technology and data security infrastructure;

unexpected costs related to the Business Combination;

potential adverse effects of other economic, business, and/or competitive factors; and

operational risks related to the Company and its subsidiaries.

Should one or more of these risks or uncertainties materialize, or should any of our assumptions prove incorrect, actual results may vary in material respects from those projected in these forward-looking statements. All forward-looking statements in this prospectus are made as of the date hereof, based on information available to the Company as of the date hereof, and the Company assumes no obligation to update any forward-looking statement, whether as a result of new information, future events or otherwise, except as may be required under applicable law.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.