Aris Mining Corp
For the period ended Dec 31, 2023. Filed Mar 7, 2024.
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The yearly report of certain Canadian companies, filed under a joint US and Canadian system. It is the main yearly account these companies give US investors, largely as filed in Canada.
FY2023 · Filed Mar 7, 2024
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Contents
EX-99.2 · Outstanding Share Data
Outstanding Share Data
As of March 5, 2024, Aris Mining had the following equity-based securities issued and outstanding:
| Securities | TSX symbol | Number | Shares issuable | Exercise price per share | Expiry or maturity date |
|---|---|---|---|---|---|
| Common shares | ARIS | 138,027,391 | |||
| Stock options | Unlisted | 60,152 | 60,152 | C$3.09 | October 1, 2026 |
| Unlisted | 26,815 | 26,815 | C$3.40 | May 12, 2026 | |
| Unlisted | 160,000 | 160,000 | C$3.67 | April 1, 2024 | |
| Unlisted1 | 416,230 | 208,115 | C$3.72 | May 31, 2025 | |
| Unlisted1 | 1,199,612 | 599,806 | C$3.80 | March 23, 2025 | |
| Unlisted1 | 3,820,000 | 1,910,000 | C$4.00 | March 1, 2025 | |
| Unlisted | 1,549,316 | 1,549,316 | C$4.03 | January 12, 2026 | |
| Unlisted | 465,000 | 465,000 | C$4.05 | April 1, 2025 | |
| Unlisted | 2,525,561 | 2,525,561 | C$4.09 | January 31, 2027 | |
| Unlisted1 | 8,878 | 4,439 | C$4.70 | April 6, 2024 | |
| Unlisted1 | 60,000 | 30,000 | C$5.00 | June 26, 2025 | |
| Unlisted | 90,000 | 90,000 | C$5.45 | January 26, 2027 | |
| Unlisted | 801,000 | 801,000 | C$5.84 | April 1, 2027 | |
| Unlisted | 730,000 | 730,000 | C$6.04 | April 1, 2026 | |
| Unlisted | 50,000 | 50,000 | C$6.88 | July 2, 2025 | |
| Aris Mining Warrants | ARIS.WT.B | 8,999,380 | 8,999,380 | C$2.21 | April 30, 2024 |
| Gold X Warrants2 | Unlisted3 | 867,999 | 603,086 | C$1.90 | June 12, 2024 |
| Unlisted4 | 3,182,875 | 2,211,462 | C$4.03 | August 27, 2024 | |
| Aris Gold Warrants1 | ARIS.WT.A5 | 58,118,755 | 29,059,3776 | C$5.50 | July 29, 2025 |
| Unlisted7 | 3,300,000 | 1,650,0006 | C$6.00 | December 19, 2024 | |
| Convertible Debentures | Unlisted | C$18,000,000 | 3,789,473 | C$4.75 | April 5, 2024 |
Shares issuable and exercise price per share have been adjusted to reflect the Exchange Ratio of 0.5 Aris Mining share for each Aris Gold Warrant and option; this adjustment is derived from the Aris Gold Transaction See Aris Gold Transaction.
Shares issuable and exercise price per share have been adjusted to reflect the Gold X Exchange Ratio of 0.6948 Aris Mining share for each Gold X Warrant; this adjustment is derived from GCM Mining’s acquisition of Gold X in 2021.
The number of warrants outstanding are shown net of 2,000,000 warrants held by Aris Mining.
The number of warrants outstanding are shown net of 625,000 warrants held by Aris Mining.
The number of warrants outstanding are shown net of 18,444,445 warrants held by Aris Mining.
Pursuant to the Aris Gold Transaction, Aris Gold Warrants are convertible into common shares of Aris Mining.
The number of warrants outstanding are shown net of 7,500,000 warrants held by Aris Mining.
Management's Discussion and Analysis Three months and years ended December 31, 2023 and 2022
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.