TriplePoint Venture Growth BDC Corp.
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 4, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-06-30; filed 2026-08-05.
0001580345-26-000025
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresCurrent report: 10-Q
Period ended 2026-09-30; filed 2026-11-04.
0001580345-26-000038
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 13 previous paragraphs and 14 current paragraphs.
11 unchanged; 2 reworded; 1 added; 0 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (1)
Current report
On September 18, 2026, TPC purchased from Mr. Srivastava 313,865 shares of our common stock, at a purchase price of $4.7061 per share, for a total purchase price of $1,477,081, in a private transaction under Section 4(a)(2) of the Securities Act (the “September 2026 TPC Share Purchase”). The September 2026 TPC Share Purchase was effected in connection with Mr. Srivastava’s announcement of intent to resign (1) from his executive officer positions at the Company and as a member of the Board and (2) from his executive officer position at TPC, in each case effective the close of business on December 31, 2026.
Reworded paragraphs (2)
Previous wording
On August 6, 2025, TPC announced a discretionary share purchase program to acquire up to $14 million of our outstanding shares of common stock at prices below the then-current NAV per share for a 12-month period subject to certain trading parameters and limitations. These purchases may occur through various methods, including in open-market transactions and through privately negotiated transactions, and may be conducted in accordance with Rule 10b5-1 and Rule 10b-18 under the Exchange Act. On November 6, 2025, TPC adopted a Rule 10b5-1 trading plan under the Exchange Act in connection with its share purchase program relating to our common stock. As of March 31, 2026, TPC’s Rule 10b5-1 trading plan was no longer in effect in accordance with its terms, prior to which date TPC had repurchased an aggregate amount of approximately $12.8 million of our common stock pursuant to its discretionary share purchase program. TPC did not purchase any shares of our common stock during the three months ended June 30, 2026.
Current wording
On August 6, 2025, TPC announced a discretionary share purchase program to acquire up to $14 million of our outstanding shares of common stock at prices below the then-current NAV per share for a 12-month period subject to certain trading parameters and limitations. These purchases may occur through various methods, including in open-market transactions and through privately negotiated transactions, and may be conducted in accordance with Rule 10b5-1 and Rule 10b-18 under the Exchange Act. On November 6, 2025, TPC adopted a Rule 10b5-1 trading plan under the Exchange Act in connection with its share purchase program relating to our common stock. As of March 31, 2026, TPC’s Rule 10b5-1 trading plan was no longer in effect in accordance with its terms, prior to which date TPC had repurchased an aggregate amount of approximately $12.8 million of our common stock pursuant to its discretionary share purchase program. During the three months ended September 30, 2026, TPC did not purchase any shares of our common stock under the discretionary share purchase program.
Previous wording
During the three months ended June 30, 2026, we issued 110,742 shares of common stock under our dividend reinvestment plan. These issuances were not subject to the registration requirements under the Securities Act. The cash paid for shares of common stock issued under our dividend reinvestment plan during the three months ended June 30, 2026 was $0.5 million.
Current wording
During the three months ended September 30, 2026, we issued 133,060 shares of common stock under our dividend reinvestment plan. These issuances were not subject to the registration requirements under the Securities Act. The cash paid for shares of common stock issued under our dividend reinvestment plan during the three months ended September 30, 2026 was $0.6 million.