C3.ai, Inc.
For the period ended Jul 31, 2026. Filed Sep 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2026 · Filed Sep 9, 2026
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Item 5. Other Information
During the three months ended July 31, 2026, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted, modified orterminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name and Position | Action | Date | Rule 10b5-1* | Non-Rule 10b5-1** | Total Shares of Common Stock to be Sold*** | Total Shares of Common Stock to be Purchased | Expiration Date |
|---|---|---|---|---|---|---|---|
| Condoleezza RiceDirector | Adoption | June 25, 2026 | X | Up to 134,501 | NA | June 15, 2027 | |
| Richard LevinDirector | Adoption | June 25, 2026 | X | Up to 72,000 | NA | June 30, 2027 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** The aggregate number of shares reported in this table represents the total shares originally authorized for potential sale under the arrangement prior to its termination.
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