Sprinklr, Inc.
For the period ended Jul 31, 2025. Filed Sep 4, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2025 · Filed Sep 4, 2025
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Item 5. Other Information
Insider Trading Arrangements
During our last fiscal quarter, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted orterminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.
| Type of Trading Arrangement | |||||
|---|---|---|---|---|---|
| Name and Position · Action · Adoption/ TerminationDate · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Class A Common Stock to be Sold · Expiration Date | |||||
| Manish Sarin, Chief Financial Officer | Termination(1) | July 14, 2025 | X | 380,284(2) | December 31, 2025 |
| Manish Sarin, Chief Financial Officer | Adoption(1) | July 14, 2025 | X | 292,085(3) | March 31, 2026 |
| * Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. | |||||
| ** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. | |||||
| (1) Represents the modification, as described in Rule 10b5-1(c)(1)(iv) under the Exchange Act, of a written plan adopted on March 20, 2025 that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as then in effect, under the Exchange Act. | |||||
| (2) Included up to 217,083 shares subject to restricted stock units (“RSUs”) previously granted to Mr. Sarin that were to vest and be released to Mr. Sarin on or prior to December 15, 2025. The actual number of shares underlying such RSUs that were to be released to Mr. Sarin and sold under the Rule 10b5-1 trading arrangement was net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not determinable at this time. | |||||
| (3) Includes up to 292,085 shares subject to RSUs previously granted to Mr. Sarin that will vest and be released to Mr. Sarin on or prior to March 15, 2026. The actual number of shares underlying such RSUs that will be released to Mr. Sarin and sold under the Rule 10b5-1 trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not determinable at this time. | |||||
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