Golden Minerals Co
For the period ended Dec 31, 2024. Filed Apr 15, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Apr 15, 2025
AUMN$0.20-0.4%Stored close · as of Jun 29, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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EXHIBITS
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| ExhibitNumber | | |
| 3.1 | | Amended and Restated Certificate of Incorporation of Golden Minerals Company (Incorporated by reference to our Current Report on Form 8-K filed March 30, 2009). |
| 3.1.1 | | First Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company dated September 2, 2011 (Incorporated by reference to our Current Report on Form 8-K filed September 9, 2011). |
| 3.1.2 | | Second Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company dated May 19, 2016 (incorporated by reference to our Current Report on Form 8-K filed on May 20, 2016). |
| 3.1.3 | | Third Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company dated June 11, 2020 (incorporated by reference to Appendix A of the Company’s Proxy Statement on Schedule 14A filed on March 25, 2021). |
| 3.1.4 | | Fourth Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company dated May 30, 2023 (incorporated by reference to our Current Report on Form 8-K filed on May 30, 2023). |
| 3.1.5 | | Fifth Amendment to the Amended and Restated Certificate of Incorporation of Golden Minerals Company dated May 13, 2024 (incorporated by reference to our Current Report on Form 8-K filed on May 14, 2024). |
| 3.2 | | Amended and Restated Bylaws of Golden Minerals Company (incorporated by reference to our Current Report on Form 8-K filed on March 1, 2023). |
| 4.1 * | | Description of Registrant’s Securities. |
| 4.2 | | Form of Series A Warrant (incorporated by reference to our Current Report on Form 8-K filed on July 19, 2019). |
| 4.3 | | Form of Series A Warrant (incorporated by reference to our Current Report on Form 8-K filed on April 23, 2020). |
| 4.4 | | Form of Series B Warrant (incorporated by reference to our Current Report on Form 8-K filed on April 23, 2020). |
| 4.5 | | Form of Common Warrant (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on June 29, 2023). |
| 4.6 | | Form of Pre-Funded Warrant (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on June 29, 2023). |
| 4.7 | | Form of Pre-Funded Warrant (incorporated by reference to Exhibit 10.4 to the Company’s Current report on Form 8-K filed on November 9, 2023). |
| 4.8 | | Form of Series A Warrant (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on November 9, 2023). |
| 4.9 | | Form of Series B Warrant (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on November 9, 2023). |
| 10.1 # | | Form of Indemnification Agreement (incorporated by reference to our Current Report on Form 8-K filed March 30, 2009). |
| 10.2 # | | Form of Change of Control Agreement (incorporated by reference to our Current Report on Form 8-K filed March 30, 2009). |
| 10.3 # | | Golden Minerals Company 2023 Equity Incentive Plan (incorporated by reference Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 30, 2023). |
| 10.3.1 # | | Amendment to the Golden Minerals Company 2023 Equity Incentive Plan (incorporated by reference to our Current Report on Form 8-K filed on May 14, 2024). |
| 10.3.2 # | | Second Amendment to the Golden Minerals Company 2023 Equity Incentive Plan (incorporated by reference to our Current Report on Form 8-K filed on June 20, 2024). |
| 10.4 # | | Form of Restricted Stock Unit Award Agreement Pursuant to the 2023 Equity Incentive Plan (incorporated by reference to our Quarterly Report on Form 10-Q filed on November 13, 2023). |
| 10.5 | | At the Market Offering Agreement, dated as of December 20, 2016, between Golden Minerals Company and H.C. Wainwright & Co., LLC (incorporated by reference to our Current Report on Form 8-K filed on December 20, 2016). |
| 10.5.1 | | Amendment to At the Market Offering Agreement, dated as of November 23, 2018 (incorporated by reference to our Current Report on Form 8-K filed on November 23, 2018). |
| 10.5.2 | | Amendment to At the Market Offering Agreement, dated as of December 11, 2020 (incorporated by reference to our Current Report on Form 8-K filed on December 11, 2020). |
| 10.6 | | Contract of Assignment of Mining Rights between Minera de Cordilleras, S. de R.L. de C.V. and Transformaciones y Servicios Metalurgicos, S.A. de C.V., dated December 1, 2023 (incorporated by reference to our Annual Report on Form 10-K filed on March 19, 2024). |
| 10.7 # | | Separation Agreement, dated as of June 16, 2024, between Golden Minerals Company and Warren Rehn (incorporated by reference to our Current Report on Form 8-K filed on June 20, 2024). |
| 10.8 # | | Consulting Agreement, effective as of June 17, 2024, between Golden Minerals Company and Warren Rehn (incorporated by reference to our Current Report on Form 8-K filed on June 20, 2024). |
| 10.9 | | Minera William Plant 2 Asset Contract (incorporated by reference to our Quarterly Report on Form 10-Q filed on August 14, 2024). |
| 10.10 | | Minera William Mine Transfer of Mining Rights Contract (incorporated by reference to our Quarterly Report on Form 10-Q filed on August 14, 2024). |
| 10.11 | | Purchase and Sale Contract with Reservation of Ownership of Minera Labri Plant I Assets (incorporated by reference to our Quarterly Report on Form 10-Q filed on August 14, 2024). |
| 10.12 | | Purchase and Sale Contract with Reservation of Ownership of Mineral William Mining Equipment (incorporated by reference to our Quarterly Report on Form 10-Q filed on August 14, 2024). |
| 10.13 | | Letter Agreement, dated August 30, 2024, between Golden Minerals Company and Butte Energy Inc. (incorporated by reference to our Quarterly Report on Form 10-Q filed on November 19, 2024). |
| 10.14 | | Share Purchase Agreement, dated September 27, 2024, between Golden Minerals Company and Butte Energy Inc. (incorporated by reference to our Quarterly Report on Form 10-Q filed on November 19, 2024). |
| 10.15 # | | Employment Offer Letter, effective as of August 15, 2024, between Golden Minerals Company and Joseph G. Dwyer (incorporated by reference to our Quarterly Report on Form 10-Q filed on November 19, 2024). |
| 16.1 | | Letter from Armanino, LLP, dated as of July 7, 2023 (incorporated by reference to our Current Report on Form 8-K filed on July 7, 2023). |
| 19.1 * | | Insider Trading Policy. |
| 21.1 * | | Subsidiaries of the Company. |
| 23.1 * | | Consent of Haynie & Company. |
| 23.2 * | | Consent of Qualified Person (Rehn). |
| 31.1 * | | Certification of Chief Executive Officer of Periodic Report Pursuant to Rule 13a-14(a) and Rule 15d-14(a) (Section 302 of the Sarbanes-Oxley Act of 2002). |
| 31.2 * | | Certification of Chief Financial Officer of Periodic Report Pursuant to Rule 13a-14(a) and Rule 15d-14(a) (Section 302 of the Sarbanes-Oxley Act of 2002). |
| 32.1 ** | | Certificate of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. 1350 (Section 906 of the Sarbanes-Oxley Act of 2002). |
| 97.1 | | Policy Relating to Recovery of Erroneously Awarded Compensation (incorporated by reference to our Annual Report on Form 10-K filed on March 19, 2024). |
| 101 * | | The following items from the Annual Report on Form 10-K for the year ended December 31, 2024 are furnished herewith, formatted in Inline XBRL: (A) Cybersecurity; (B) the following financial statements: (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of Operations, (iii) the Consolidated Statements of Shareholders’ Equity, (iv) the Consolidated Statements of Cash Flows and (v) the Notes to the Consolidated Financial Statements; (C) Insider Trading Policy; and (D) Rule 10b5-1 Trading Arrangements. |
| 104 * | | Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document) |
| * | Filed herewith. |
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| ** | Furnished herewith. |
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| # | Indicates management contract or compensatory plan, contract or arrangement. |
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