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FIRST UNITED CORPMD

For the period ended Mar 31, 2024. Filed May 8, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed May 8, 2024

FUNC$46.36+1.0%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the quarter ended March 31, 2024, Marisa Shockley, adirector of the Company, terminated a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of the SEC’s Regulation S-K). The arrangement wasadopted on May 16, 2023 and contemplated the monthly purchase on the open market of a specified dollar amount of shares of the Company’s common stock on the first business day of each month, beginning on June 1, 2023, at times and at market prices on such dates as determined by her broker, until the earlier of (i) the termination of the plan by Ms. Shockley, (ii) the termination of Ms. Shockley’s position as a director or an officer of the Company, (iii) Ms. Shockley’s death and (iv) May 31, 2024.

During the quarter ended March 31, 2024, no other director or officer of the Company adopted orterminated (i) any contract, instruction or written plan for the purchase or sale of securities of the registrant intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or (ii) any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of the SEC’s Regulation S-K).

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