Carlyle Group Inc
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2024-06-30; filed 2024-08-06.
0001527166-24-000067
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresCurrent report: 10-Q
Period ended 2024-09-30; filed 2024-11-07.
0001527166-24-000079
Item 1A. Risk FactorsUnregistered Sales of Equity Securities and Use of ProceedsDefaults Upon Senior SecuritiesMine Safety DisclosuresThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 28 previous paragraphs and 25 current paragraphs.
11 unchanged; 10 reworded; 2 added; 5 removed; 2 previous and 2 current paragraphs rearranged.
Tables are not compared: 1 previous and 1 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (2)
Current report
table below.
Current report
(1)The Board of Directors reset the total repurchase authorization of our previously approved share repurchase program to$1.4 billion
Removed paragraphs (5)
Previous report
(1)On October 28, 2021, we announced that the Board of Directors of the Company authorized the repurchase of up to $400 million of
Previous report
common stock in the aggregate, effective January 1, 2022. In February 2023, the Board of Directors replenished the repurchase
Previous report
program and expanded the limit to $500 million of common stock in the aggregate, effective March 31, 2023. The Board of
Previous report
have a specified expiration date.
Reworded paragraphs (10)
Previous wording
The following table sets forth repurchases of our common stock during the three months ended June 30, 2024 for the
Current wording
The following table sets forth repurchases of our common stock during the three months ended September 30, 2024 for
Previous wording
periods indicated. During the three months ended June 30, 2024,3.5 million shares were repurchased. In addition,0.6 million
Current wording
the periods indicated. During the three months ended September 30, 2024,1.7 million shares were repurchased. In addition,1.7
Previous wording
shares were retired in connection with the net share settlement of equity-based awards, which are not included in the table
Current wording
million shares were retired in connection with the net share settlement of equity-based awards, which are not included in the
Previous wording
Directors reset the total repurchase authorization to$1.4 billion in shares of our common stock, effective as of February 6, 2024,
Current wording
in shares of our common stock, effective as of February 6, 2024, which authorization replaced the Company’s prior $500 million
Previous wording
common stock may be repurchased from time to time in open market transactions, in privately negotiated transactions, or otherwise,
Current wording
authorization. Under the share repurchase program, shares of our common stock may be repurchased from time to time in open
Previous wording
including through Rule 10b5-1 plans. The timing and actual number of shares of common stock repurchased will depend on a
Current wording
number of shares of common stock repurchased will depend on a variety of factors, including legal requirements and price,
Previous wording
common stock, the repurchase program is used for the payment of tax withholding amounts upon net share settlement of equity-
Current wording
economic, and market conditions. In addition to the repurchase of common stock, the repurchase program is used for the payment of
Previous wording
based awards granted pursuant to our Equity Incentive Plan or otherwise based on the value of shares withheld that would have
Current wording
tax withholding amounts upon net share settlement of equity-based awards granted pursuant to our Equity Incentive Plan or
Previous wording
otherwise been issued to the award holder. The repurchase program may be suspended or discontinued at any time and does not
Current wording
program may be suspended or discontinued at any time and does not have a specified expiration date.
Previous wording
(3)The remaining repurchase authorization was$1,078.4 million as of June 30, 2024 when factoring in the net share settlement of
Current wording
(3)The remaining repurchase authorization was$928.0 million as of September 30, 2024 when factoring in the net share settlement of
Rearranged current paragraphs (2)
Current report — wording carried from elsewhere
market transactions, in privately negotiated transactions, or otherwise, including through Rule 10b5-1 plans. The timing and actual
Current report — wording carried from elsewhere
otherwise based on the value of shares withheld that would have otherwise been issued to the award holder. The repurchase
Rearranged previous paragraphs (2)
Previous report — wording carried elsewhere
which authorization replaced the Company’s prior $500 million authorization. Under the share repurchase program, shares of our
Previous report — wording carried elsewhere
variety of factors, including legal requirements and price, economic, and market conditions. In addition to the repurchase of