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AtlasClear Holdings, Inc.

For the period ended Oct 14, 2026. Filed Oct 15, 2026.

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About this filing

A notice of a major event between regular reports, such as results, a deal or a change of executives. It is often the first formal record of the news.

Oct 14, 2026 · Filed Oct 15, 2026

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EX-99.1 · Forward-Looking Statements

Forward-Looking Statements

This communication contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, as amended, including statements regarding the proposed acquisition of Ark Financial Services, Inc., the expected timing and completion of the transaction, receipt of FINRA and stockholder approvals, the anticipated benefits of the transaction, including the growth of Dawson James’s clearing activity through AtlasClearing and the combined company’s revenue mix, the retention of Dawson James personnel, the deferred consideration, the planned acquisition of Commercial Bancorp of Wyoming, and the Company’s future financial performance and strategy. Forward-looking statements may be identified by words such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “plan,” “potential,” “seek,” “should,” “will,” “would,” and similar expressions. These statements are based on current expectations and assumptions that are subject to risks and uncertainties, many of which are beyond the Company’s control, and actual results may differ materially. Factors that could cause actual results to differ include, but are not limited to: the failure to receive FINRA or stockholder approval or to satisfy the other conditions to the transaction; the risk that the transaction is not completed on the terms described or at all; the risk that the audited financial statements of Ark differ from the financial information of Dawson James described in this release; the historical results of Dawson James, including revenue derived from a limited number of transactions, channels or clients, may not be indicative of future results; investment banking revenue is transactional and may vary significantly from period to period; the ability to retain key Dawson James personnel and clients; the ability to integrate Dawson James and realize the anticipated benefits; dilution from the issuance of AtlasClear common stock; the risk that the Commercial Bancorp acquisition is not completed; changes in general economic, market or regulatory conditions; and the other risks described in the Company’s filings with the Securities and Exchange Commission, including its Annual Report on Form 10-K for the fiscal year ended June 30, 2026. AtlasClear undertakes no obligation to update or revise forward-looking statements, except as required by law.

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