ALPHA MODUS HOLDINGS, INC.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
AMOD$0.93-0.5%Stored close · as of Nov 6, 2026
What changed in Risk Factors?
Read the current filingPrevious report: 10-Q
Period ended 2026-03-31; filed 2026-05-14.
0001493152-26-023186
Item 1A. Risk FactorsUnregistered Sales of Equity Securities, Use of Proceeds, and Issuer Purchases of Equity SecuritiesDefaults Upon Senior SecuritiesMine Safety DisclosuresCurrent report: 10-Q
Period ended 2026-06-30; filed 2026-08-14.
0001493152-26-038220
Item 1A. Risk FactorsUnregistered Sales of Equity Securities, Use of Proceeds, and Issuer Purchases of Equity SecuritiesDefaults Upon Senior SecuritiesMine Safety DisclosuresThe baseline is this issuer’s latest earlier reporting period of the same form that was filed before the current report. A previous 10-Q is a different quarter, not a year-over-year comparison. Amendments are excluded.
Compared 15 previous paragraphs and 14 current paragraphs.
8 unchanged; 5 reworded; 1 added; 2 removed; 0 previous and 0 current paragraphs rearranged.
Tables are not compared: 0 previous and 0 current tables excluded. Dates, whitespace, punctuation and numbering changes are ignored; changes to financial figures remain significant.
A changed paragraph is not evidence that risk increased or decreased. An unchanged paragraph does not establish that risk stayed the same.
Added paragraphs (1)
Current report
As disclosed above in Note 7, on June 30, 2026, the Company sold to the Investor the Pre-Delivery Shares.
Removed paragraphs (2)
Previous report
On February 27, 2026, the Company issued 235,847 shares of Class A common stock to four individuals for services rendered as a bonus for their diligence and efforts for the Company. These shares were valued at $0.5014 on February 27, 2026, for a total value of $118,254. The Company recognized stock compensation expense of $118,254.
Previous report
On February 27, 2026, the Company issued 95,000 shares of Class A common stock to two individuals pursuant to two consulting agreements. These shares were valued at $0.5014 on February 27, 2026, for a total value of $47,633. The Company recognized stock compensation expense of $47,633.
Reworded paragraphs (5)
Previous wording
Factors that could cause our actual results to differ materially from those in this Quarterly Report are any of the risks described in our Annual Report on Form 10-K filed with the SEC on March 31, 2026, our registration statement on Form S-1 filed with the SEC on December 11, 2025, and our registration statement on Form S-3 filed with the SEC on January 7, 2026. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations.
Current wording
Factors that could cause our actual results to differ materially from those in this Quarterly Report are any of the risks described in our Annual Report on Form 10-K filed with the SEC on March 31, 2026, our registration statement on Form S-1 filed with the SEC on December 11, 2025, and our registration statement on Form S-3 filed with the SEC on January 7, 2026, and our registration statement on Form S-1 filed with the SEC on July 17, 2026. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations.
Previous wording
On March 31, 2026, the Company issued 68,767 shares of Class A common stock to each of the four non-employee directors for the quarterly issuances required by the director agreements with those directors. These shares were valued as of the closing price of the Company’s common stock on March 31, 2026, at $0.3677 per share. The Company recognized $101,143 in stock-based compensation expense.
Current wording
On June 30, 2026, the Company issued 5,974 shares of Class A common stock to each of the four non-employee directors for the quarterly issuance set out in the director agreements. These shares were valued as of the closing price of the Company’s common stock on June 30, 2026 at $4.26 per share. The Company recognized $101,143 in stock-based compensation expense.
Previous wording
On March 31, 2026, the Company issued 171,916 shares of Class A common stock to the Company’s Chief Revenue Officer, Thomas Gallagher, in consideration of his $62,500 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on March 31, 2026, at $0.3677 per share. The Company recognized $63,214 in stock-based compensation expense.
Current wording
On June 30, 2026, the Company issued 14,935 shares of Class A common stock to the Company’s Chief Revenue Officer, Thomas Gallagher, in consideration of his $62,500 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on June 30, 2026 at $4.26 per share. The Company recognized $63,213 in stock-based compensation expense.
Previous wording
On March 31, 2026, the Company issued 154,725 shares of Class A common stock to the Company’s VP of Technology, Puneet Vij, in consideration of his $56,250 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on March 31, 2026, at $0.3677 per share. The Company recognized $56,892 in stock-based compensation expense.
Current wording
On June 30, 2026, the Company issued 13,441 shares of Class A common stock to the Company’s VP of Technology, Puneet Vij, in consideration of his $56,250 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on June 30, 2026 at $4.26 per share. The Company recognized $56,892 in stock-based compensation expense.
Previous wording
On March 31, 2026, the Company issued 48,953 shares of Class A common stock to the Company’s Chief Financial Officer, Rodney Sperry, in consideration of his $18,000 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on March 31, 2026, at $0.3677 per share. The Company recognized $18,000 in stock-based compensation expense.
Current wording
On June 30, 2026, the Company issued 4,226 shares of Class A common stock to the Company’s Chief Financial Officer, Rodney Sperry, in consideration of his $18,000 quarterly fee pursuant to his employment agreement. These shares were valued as of the closing price of the Company’s common stock on June 30, 2026 at $4.26 per share. The Company recognized $18,000 in stock-based compensation expense.