AMERICAN BATTERY TECHNOLOGY Co
For the period ended Dec 31, 2024. Filed Feb 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2024 · Filed Feb 14, 2025
ABAT$1.42+6.4%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are either provided with this Annual Report or are incorporated herein by reference:
| Exhibit | Description | Filed Herein | Incorporated Date | By Form | Reference Exhibit |
|---|---|---|---|---|---|
| 3.1 | Certificate of Amendment to Articles of Incorporation | 11/14/2024 | 8-K | 3.1 | |
| 4.1 | Form of Senior Secured Convertible Note | 12/13/2024 | S-1 | 10.1 | |
| 4.2 | Form of Common Stock Purchase Warrant | 12/23/2024 | 8-K | 4.1 | |
| 4.3 | Form of Common Stock Purchase Warrant | 12/27/2024 | 8-K | 4.1 | |
| 10.1 | American Battery Technology Company 2024 Employee Stock Purchase Plan | 12/02/2024 | S-8 | 99.2 | |
| 10.2 | Offer Letter, by and between American Battery Technology Company and Jesse Deutsch, executed November 21, 2024 | 11/27/2024 | 8-K | 10.1 | |
| 10.3 | Offer Letter, by and between American Battery Technology Company and Ryan Melsert, executed November 22, 2024 | 11/27/2024 | 8-K | 10.2 | |
| 10.4 | Offer Letter, by and between American Battery Technology Company and Steven Wu, executed November 21, 2024 | 11/27/2024 | 8-K | 10.3 | |
| 10.5 | Offer Letter, by and between American Battery Technology Company and Scott Jolcover, executed November 21, 2024 | 11/27/2024 | 8-K | 10.4 | |
| 10.6 | Amendment to Securities Purchase Agreement, dated November 14, 2024, by and among American Battery Technology Company, High Trail Investments ON LLC and High Trail Special Situations LLC (including Form of Senior Secured Convertible Note) | 12/13/2024 | S-1 | 10.1 | |
| 10.7 | Amendment to Securities Purchase Agreement, dated December 20, 2024, by and among American Battery Technology Company, High Trail Investments ON LLC and High Trail Special Situations LLC | x | |||
| 10.8 | Form of Securities Purchase Agreement, dated as of December 19, 2024, among American Battery Technology Company and the investors named therein | 12/23/2024 | 8-K | 10.1 | |
| 10.9 | Amendment to Subsequently Purchased Notes, dated December 19, 2024, among American Battery Technology Company and the investors named therein | 12/23/2024 | 8-K | 10.2 | |
| 10.10 | Form of Securities Purchase Agreement, dated as of December 26, 2024, among American Battery Technology Company and the investors named therein | 12/27/2024 | 8-K | 10.1 | |
| 10.11 | DOE Grant Award DE-MS0000104, dated December 16, 2024 | x | |||
| 10.12 | Offer Letter, by and between American Battery Technology Company and Jesse Deutsch, executed February 13, 2025 | x | |||
| 31.1 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Executive Officer | x | |||
| 31.2 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Financial Officer | x | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer* | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer* | ||||
| 101 | INS Inline XBRL Instant Document. | x | |||
| 101 | SCH Inline XBRL Taxonomy Extension Schema Document | x | |||
| 101 | CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document | x | |||
| 101 | LAB Inline XRBL Taxonomy Label Linkbase Document | x | |||
| 101 | PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document | x | |||
| 101 | DEF Inline XBRL Taxonomy Extension Definition Linkbase Document | x | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | x | |||
*Furnished herewith.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.