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AMERICAN BATTERY TECHNOLOGY Co

For the period ended Sep 30, 2024. Filed Nov 14, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 14, 2024

ABAT$1.34+11.7%Stored close · as of Nov 6, 2026
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period endedSeptember 30, 2024

or

☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE EXCHANGE ACT OF 1934

For the transition period from to

Commission File number:001-41811

AMERICAN BATTERY TECHNOLOGY COMPANY

(Exact name of registrant as specified in its charter)

Nevada33-1227980
(State or other jurisdiction of incorporation or organization)(I.R.S. Employer Identification No.)

100 Washington Street, Suite 100, Reno, NV 89503

(Address of principal executive offices, including zip code)

(775) 473-4744

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
Common stock, $0.001 par valueABATThe Nasdaq Stock Market LLC

Indicate by check mark whether the registrant (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months (or for such shorter quarter that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter quarter that the registrant was required to submit such files). Yes ☒ No ☐

Indicate by check mark whether the registrant is a large, accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer☐Accelerated filer☐
Non-accelerated filer☒Smaller reporting company☒
Emerging growth company☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition quarter for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act) Yes ☐ No☒

The number of shares of common stock outstanding as of November 8, 2024 was 74,521,669.

American Battery Technology Company and Subsidiaries

Index to Form 10-Q

Part I – Financial Information (unaudited)
Item 1Unaudited Financial Statements3
Condensed Consolidated Balance Sheet as of September 30, 2024 and June 30, 20243
Condensed Consolidated Statements of Operations for the Three Months Ended September 30, 2024 and 20234
Condensed Consolidated Statement of Stockholders’ Equity for Three Months Ended September 30, 2024 and 20235
Condensed Consolidated Statements of Cash Flows for the Three Months Ended September 30, 2024 and 20236
Notes to Condensed Consolidated Financial Statements7
Item 2Management’s Discussion and Analysis of Financial Condition and Results of Operations19
Item 3Quantitative and Qualitative Disclosures about Market Risk24
Item 4Controls and Procedures24
Part II. Other Information
Item 1Legal Proceedings25
Item 1ARisk Factors25
Item 2Unregistered Sales of Equity Securities and Use of Proceeds35
Item 3Defaults Upon Senior Securities35
Item 4Mine Safety Disclosure35
Item 5Other Information35
Item 6Exhibits36
Signatures37
ContentsView on SEC.gov

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