National Bank Holdings Corp

For the period ended Mar 31, 2026. Filed May 7, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 7, 2026

NBHC$37.13+0.6%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits


3.1		Second Amended and Restated Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to our Form S-1 Registration Statement (Registration No. 333-177971), filed August 22, 2012)

3.2		Second Amended and Restated By-Laws (incorporated herein by reference to Exhibit 3.2 to our Quarterly Report on Form 10-Q, filed on November 7, 2014)

4.1		Form of 5.875% Subordinated Note due 2036 (incorporated herein by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K dated and filed on February 11, 2026)

4.2		Indenture, dated February 11, 2026, by and between National Bank Holdings Corporation and U.S. Bank Trust Company, National Association, as Trustee (incorporated herein by reference to Exhibit 4.1 to our Current Report on Form 8-K dated and filed on February 11, 2026)

4.3		First Supplemental Indenture, dated February 11, 2026, between National Bank Holdings Corporation and U.S. Bank Trust Company, National Association, as Trustee (incorporated herein by reference to Exhibit 4.2 to our Current Report on Form 8-K dated and filed on February 11, 2026)

10.1		Employment Agreement, dated September 15, 2025, by and between John D. Steinmetz and National Bank Holdings Corporation (incorporated herein by reference to Exhibit 10.9 to our annual report on Form 10-K filed February 24, 2026)˄

10.2		Form of National Bank Holdings Corporation 2023 Omnibus Incentive Plan Restricted Stock Award Agreement 1/2026 (Laney and Birkans) (incorporated herein by reference to Exhibit 10.27 to our annual report on Form 10-K filed February 24, 2026)˄

10.3		National Bank Holdings Corporation 2026 Inducement Plan (incorporated herein by reference to Exhibit 99.1 of our Registration Statement on Form S-8 filed on January 30, 2026)˄

10.4		Form of National Bank Holdings Corporation 2026 Inducement Plan Restricted Stock Award Agreement (Executive Officer) (incorporated herein by reference to Exhibit 10.29 to our annual report on Form 10-K filed February 24, 2026)˄

10.5		Form of National Bank Holdings Corporation 2026 Inducement Plan Performance Share Unit Award Agreement (Executive Officer) (filed herewith)˄

10.6		Vista Bank Equity Incentive Plan (incorporated herein by reference to Exhibit 99.1 of our Registration Statement on Form S-8 filed on January 7, 2026)˄

10.7		Vista Bank Equity Incentive Plan – Restricted Stock Award Agreement with John D. Steinmetz (incorporated herein by reference to Exhibit 10.9 to our annual report on Form 10-K filed February 24, 2026)˄

10.8		Transition Agreement by and between Christopher Randall and National Bank Holdings Corporation (incorporated herein by reference to Exhibit 10.32 to our annual report on Form 10-K filed February 24, 2026)˄

10.9		Form of National Bank Holdings Corporation 2023 Omnibus Incentive Plan Performance Stock Unit Award Agreement 3/2026 (For Management) (filed herewith)˄

31.1		Certification of CEO pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

31.2		Certification of CFO pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

32		Certifications of CEO and CFO pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

101.INS		XBRL Instance - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.

101.SCH		XBRL Taxonomy Extension Schema

101.CAL		XBRL Taxonomy Extension Calculation

101.DEF		XBRL Taxonomy Extension Definition

101.LAB		XBRL Taxonomy Extension Labels

101.PRE		XBRL Taxonomy Extension Presentation

104		Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

˄	Indicates a management contract or compensatory plan.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

National Bank Holdings Corporation



By	/s/ Nicole Van Denabeele
	Nicole Van Denabeele
	Chief Financial Officer
	(duly authorized officer and principal financial officer)

Date: May 7, 2026

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