ETHAN ALLEN INTERIORS INC
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
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Item 1A. Risk Factors
There have been no material changes during the first three months of fiscal 2027 to the Company’s risk factors disclosed in Part I, Item 1A,*Risk Factors,*in our 2026 Annual Report on Form 10-K.
Items 2(a) and (b) are not applicable as there have been no unregistered sales of equity securities during fiscal 2027.
(c) Issuer Purchases of Equity Securities
Our Board of Directors has authorized the repurchase of Company stock. Repurchases are made at management’s discretion, from time to time, on the open market and through privately negotiated transactions, subject to market conditions, pursuant to our previously announced repurchase program. There is no expiration date on the repurchase authorization and the amount and timing of future share repurchases, if any, will be determined by our officers at their discretion, and as allowed by securities laws, covenants under existing bank agreements and other legal and contractual requirements, and will be based on a number of factors, including an evaluation of general market and economic conditions and the trading price of the common stock. The share repurchase program may be suspended or discontinued at any time without prior notice.
The following table provides a month-to-month summary of the share repurchase activity during the three months ended September 30, 2026:
| Period · Total number of shares purchased(1) · Average price paid per share · Total number of shares purchased as part of publicly announced plan or programs · Maximum number of shares (or approximate dollar value) that may yet be purchased under the plans or programs(2) | |||||
|---|---|---|---|---|---|
| July 2026 | - | $ | - | - | 1,757,364 |
| August 2026 | 13,338 | $23.58 | - | 1,757,364 | |
| September 2026 | 7,727 | $21.93 | - | 1,757,364 | |
| Total | 21,065 | $22.97 | - | 1,757,364 | |
| (1) | This column includes 21,065 shares we repurchased from employees, at their election, to satisfy tax withholding obligations incurred upon the vesting of restricted stock and performance-based shares. |
| (2) | We did not repurchase any shares of our outstanding common stock during the first quarter of fiscal 2027 under the existing share repurchase program. At September 30, 2026, we had a remaining authorization to repurchase 1,757,364 shares of our common stock pursuant to our program. |
None.
Not applicable.
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