HENNESSY ADVISORS INC

This Current Report on Form 8-K contains “forward-looking statements” for which the Company claims the protection of the safe harbor contained in the Private Securities Litigation Reform Act of 1995. Forward‑looking statements relate to expectations and projections about future events based on currently available information. Forward‑looking statements are not a guarantee of future performance or results and are not necessarily accurate indications of the times at which, or means by which, such performance or results may be achieved. Forward‑looking statements are subject to risks, uncertainties, and assumptions, including those described in the sections entitled “Risk Factors” and elsewhere in the reports that the Company files with the Securities and Exchange Commission. Unforeseen developments could cause actual results to differ substantially from those expressed in, or suggested by, the forward‑looking statements. Company management does not assume responsibility for the accuracy or completeness of the forward-looking statements and undertakes no responsibility to update any such statement after the date of Current Report on Form 8-K to conform to actual results or to changes in expectations.