Horizon Technology Finance Corp
For the period ended Oct 28, 2025. Filed Oct 28, 2025.
View on SEC.govAbout this filing
A notice of a major event between regular reports, such as results, a deal or a change of executives. It is often the first formal record of the news.
Oct 28, 2025 · Filed Oct 28, 2025
Use the contents to explore the available documents and sections.
Contents
EX-99.1 · Recent Developments
Recent Developments
On October 1, 2025, the Company funded a $10.0 million debt investment to a new portfolio company, a provider of solutions for the mobile device supply chain.
On October 6, 2025, the holders of a portion of the 2030 Convertible Notes converted $0.3 million in outstanding principal of the 2030 Convertible Notes plus accrued but unpaid interest on such outstanding principal as of the conversion date into 37,070 shares of common stock at a conversion price of $6.75 per share, together with cash in lieu of fractional shares.
On October 8, 2025, Hound Labs, Inc. (“Old Hound”) sold substantially all of its assets to Hound Labs II, LLC (“New Hound”) and New Hound assumed certain liabilities of Old Hound, including, without limitation, the liabilities of Old Hound to the Company. Immediately after such transactions, New Hound and the Company entered into an agreement whereby the Company exchanged $9.6 million of debt owed to it by Old Hound for 19.1% of the equity in New Hound. After such conversion, the aggregate principal amount of the Company’s debt investment in New Hound is $6.6 million.
On October 14, 2025, Hometeam Technologies, Inc. sold one of its business units and partially repaid $0.9 million of the Company’s debt investment.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.