Super League Enterprise Inc
For the period ended Oct 20, 2025. Filed Oct 2, 2025.
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Oct 20, 2025 · Filed Oct 2, 2025
Contents
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
This Proxy Statement contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 under Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that are based on expectations, estimates and projections as of the date of this Proxy Statement. Forward-looking statements include statements with respect to our beliefs, plans, objectives, goals, expectations, anticipations, assumptions, estimates, intentions and future performance, including, without limitation, statements regarding the principal effects of the transactions discussed under Proposals No. 1, 2, 3, 4, 5, 6, 7, 8, and 9, along with the effects should such Proposals No. 1, 2, 3, 4, 5, 6, 7, 8, and 9 be approved, and involve known and unknown risks, uncertainties and other factors, which may be beyond our control, and which may cause our actual results, performance or achievements to be materially different from future results, performance or achievements expressed or implied by such forward-looking statements.
You can identify these forward-looking statements through our use of words such as “may,” “can,” “anticipate,” “assume,” “should,” “indicate,” “would,” “believe,” “contemplate,” “expect,” “seek,” “estimate,” “continue,” “plan,” “point to,” “project,” “predict,” “could,” “intend,” “target,” “potential”, “will”, “forecast” and other similar words and expressions of the future. These forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from anticipated results, including:
| ● | the effect of the issuance of shares of Common Stock pursuant to (i) the Equity Purchase Agreement, (ii) the Convertible Note and YP Warrants, (iii) the PIPE Purchase Agreement, (iv) the PIPE Warrants, (v) the Series C Convertible Preferred Stock, (vi) the Series C Warrants, and (vii) the Series B Warrants; |
| ● | the effect of the Equity Purchase Agreement, the Convertible Promissory Note, the YP Warrants, Series C Preferred, Series C Warrants, and Series B Warrants on the liquidity of our Common Stock; |
| ● | the effect of the PIPE Purchase Agreement; and |
| ● | our ability to regain and maintain compliance with the listing standards of Nasdaq. |
We caution you that the foregoing list may not contain all of the forward-looking statements made in this Proxy Statement. We have based these forward-looking statements largely on our current expectations about future events. These forward-looking statements are subject to a number of risks, uncertainties and assumptions, including those described in each of Proposals No. 1, 2, 3, 4, 5, 6, 7, 8, and 9, and in our other filings with the Securities and Exchange Commission (the “SEC”). In light of these risks, uncertainties and assumptions, the forward-looking events and circumstances discussed in this Proxy Statement may not occur and actual results could differ materially and adversely from those anticipated or implied in the forward-looking statements.
You should not rely upon forward-looking statements as predictions of future events. Although we believe that the expectations reflected in the forward-looking statements are reasonable, we cannot guarantee that the future results, performance or events and circumstances reflected in the forward-looking statements will be achieved or occur. We undertake no obligation to update publicly any forward-looking statements for any reason after the date of this Proxy Statement to conform these statements to actual results or to changes in our expectations.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.