ENERGY FUELS INC
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 4, 2026
UUUU$7.31+9.8%Stored close · as of Nov 9, 2026
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Item 6. EXHIBITS
The following exhibits are filed as part of this report:
| Exhibit | |
|---|---|
| Number | Description |
| 2.1† | Agreement and Plan of Merger, dated June 23, 2026, by and among VAC Group B.V., Ara VAC TOPCO US LLC, Ara VAC IE Aggregator, LP, Ara VAC Blocker, SLP, Ara VAC Holdings, Ltd., Energy Fuels Inc., Merger Sub HoldCo, Dutch Merger Sub, Energy Fuels Holdings Corp., US Merger Sub I and US Merger Sub II (incorporated by reference to Exhibit 2.1 of the Company's Current Report on Form 8-K filed with the SEC on June 26, 2026) |
| 2.2† | First Amendment to Agreement and Plan of Merger, dated as of October 13, 2026, by and among VAC Group B.V., Ara VAC Blocker, SLP, Ara VAC Holdings, Ltd., Ara VAC TOPCO US LLC, Ara VAC IE Aggregator, LP, Energy Fuels Inc., Energy Fuels Holdings Corp. (incorporated by reference to Exhibit 2.1 of the Company’s Current Report on Form 8-K filed with the SEC on October 13, 2026) |
| 3.1 | Articles of Continuance, dated September 2, 2005 (incorporated by reference to Exhibit 3.1 of the Company's Registration Statement on Form F-4 filed with the SEC on May 8, 2015) |
| 3.2 | Articles of Amendment, dated May 26, 2006 (incorporated by reference to Exhibit 3.2 of the Company's Registration Statement on Form F-4 filed with the SEC on May 8, 2015) |
| 3.3 | By-Laws (incorporated by reference to Exhibit 3.3 of the Company's Registration Statement on Form F-4 filed with the SEC on May 8, 2015) |
| 4.1 | Shareholder Rights Plan Agreement, dated April 10, 2024, between Energy Fuels Inc. and Equiniti Trust Company, LLC, as amended on May 28, 2024 (incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K filed with the SEC on June 14, 2024) |
| 4.2 | 2024 Omnibus Equity Incentive Compensation Plan, as amended and restated on April 10, 2024, and further amended on May 24, 2024 and April 21, 2025 (incorporated by reference to Appendix A of the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on April 23, 2025) |
| 4.3 | Indenture, dated October 3, 2025, between Energy Fuels Inc. and U.S. Bank Trust Company, National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K/A filed with the SEC on February 10, 2026). |
| 4.4 | Form of 0.75% Convertible Senior Note due 2031 (incorporated by reference to Exhibit 4.2 of the Company's Current Report on Form 8-K/A filed with the SEC on February 10, 2026) |
| 10.1 | Sales Agreement, dated June 13, 2025, by and among Energy Fuels Inc., BMO Capital Markets Corp., Canaccord Genuity LLC, Cantor Fitzgerald & Co., B. Riley Securities, Inc. and H.C. Wainwright & Co., LLC (incorporated by reference to Exhibit 1.1 of the Company's Current Report on Form 8-K filed with the SEC on June 13, 2025) |
| 10.2 | Amended and Restated Employment Agreement, effective April 10, 2024, by and among Energy Fuels Resources (USA) Inc., Energy Fuels Inc. and David C. Frydenlund (incorporated by reference to Exhibit 10.2 of the Company's Current Report on Form 8-K filed with the SEC on April 22, 2024) |
| 10.3 | Amended and Restated Employment Agreement, effective April 10, 2024, by and among Energy Fuels Resources (USA) Inc., Energy Fuels Inc. and David C. Frydenlund (incorporated by reference to Exhibit 10.2 of the Company's Current Report on Form 8-K filed with the SEC on April 22, 2024) |
| 10.4 | Amended Employment Agreement, dated May 10, 2026, between Energy Fuels Inc. and Nathan Longenecker (incorporated by reference to Exhibit 10.3 of the Company's Quarterly Report on Form 10-Q filed with the SEC on August 5, 2026) |
| 10.5 | Employment Agreement, dated July 10, 2025, between Energy Fuels Inc. and Nathan R. Bennett (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K filed with the SEC on July 22, 2025) |
| 10.6 | Employment Agreement, executed May 5, 2026, with an effective date of April 16, 2026, between Energy Fuels Inc. and Ross R. Bhappu (incorporated by reference to Exhibit 10.5 of the Company's Quarterly Report on Form 10-Q filed with the SEC on May 6, 2026) |
| 10.7 | Employment Agreement, dated May 10, 2026, between Energy Fuels Inc. and Oscar German (incorporated by reference to Exhibit 10.6 of the Company's Quarterly Report on Form 10-Q filed with the SEC on August 5, 2026) |
| 10.8 | Purchase Agreement, dated September 30, 2025, between Energy Fuels Inc. and Goldman Sachs & Co. LLC (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K filed with the SEC on October 6, 2025) |
| 10.9 | Form of Capped Call Transaction Confirmation (incorporated by reference to Exhibit 10.2 of the Company's Current Report on Form 8-K filed with the SEC on October 6, 2025) |
| 10.10 | Mining Joint Venture Agreement, dated June 4, 2024, by and among Dickson & Johnson Pty Ltd, Donald Mineral Sands Pty Limited, EFR Donald Ltd, Donald Project Pty Ltd and Astron Mineral Sands Pty Ltd (incorporated by reference to Exhibit 10.14 of the Company's Annual Report on Form 10-K/A filed with the SEC on June 28, 2024) |
| 10.11 | Scheme Implementation Deed, dated January 21, 2026, as amended on March 13, 2026 (AWST), by and among Energy Fuels Inc. and Australian Strategic Materials Limited (incorporated by reference to Exhibit 10.1 of the Company's Current Report on Form 8-K filed with the SEC on July 28, 2026) |
| 10.12 | Senior Secured Term Loan Facility Commitment Letter, dated June 23, 2026, between Energy Fuels Inc. and Goldman Sachs Bank USA (incorporated by reference to Exhibit 10.3 of the Company's Current Report on Form 8-K filed with the SEC on June 26, 2026) |
| 23.1* | Consent of Daniel D. Kapostasy |
| 31.1* | Certification of the Company's Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 7241) |
| 31.2* | Certification of the Company's Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 7241) |
| 32.1# | Certification of the Company's Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350) |
| 32.2# | Certification of the Company's Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350) |
| 95.1* | Mine Safety Disclosures |
| 101.INS | XBRL Instance Document |
| 101.SCH | XBRL Taxonomy Extension – Schema |
| 101.CAL | XBRL Taxonomy Extension – Calculations |
| 101.DEF | XBRL Taxonomy Extension – Definitions |
| 101.LAB | XBRL Taxonomy Extension – Labels |
| 101.PRE | XBRL Taxonomy Extension – Presentations |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
- Filed with this Quarterly Report on Form 10-Q.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.