Penumbra Inc
For the period ended Dec 31, 2025. Filed Feb 25, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Feb 25, 2026
PEN$321.85+0.8%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 16. Form 10-K Summary
None.
EXHIBIT INDEX
| Incorporation by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit(s) | Filing Date |
| 2.1 | Agreement and Plan of Merger, dated as of January14, 2026, by and among Penumbra, Inc., BostonScientific Corporation and Pinehurst Merger Sub. Inc. | 8-K | 001-37557 | 2.1 | January 15, 2026 |
| 3.1 | Amended and Restated Certificate of Incorporation of Penumbra, Inc. | 8-K | 001-37557 | 3.1 | May 30, 2025 |
| 3.2 | Third Amended and Restated Bylaws of Penumbra, Inc. | 8-K | 001-37557 | 3.2 | May 30, 2025 |
| 4.1 | Specimen Common Stock Certificate | S-1/A | 333-206412 | 4.1 | September 8, 2015 |
| 4.2 | Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 | ||||
| 10.1Ψ | Lease for facilities at 1321 and 1351 Harbor Bay Parkway, Alameda, California, dated January 1, 2022 | 10-K | 001-37557 | 10.1 | February 23, 2023 |
| 10.2 | Lease for facilities at 1301, 1311, 1401 and 1431 Harbor Bay Parkway, Alameda, California, dated December 17, 2015 | 10-K | 001-37557 | 10.4 | March 8, 2016 |
| 10.3 | First Amendment to Lease Agreement for facilities at 1301, 1311, 1401 and 1431 Harbor Bay Parkway, Alameda, California, dated July 14, 2021 | 10-K | 001-37557 | 10.7 | February 22, 2022 |
| 10.4 | Second Amendment to Lease Agreement for facilities at 1301, 1311, 1401 and 1431 Harbor Bay Parkway, Alameda, California, dated September 1, 2021 | 10-K | 001-37557 | 10.8 | February 22, 2022 |
| 10.5Ψ | Third Amendment to Lease Agreement for facilities at 1301, 1311, 1401 and 1431 Harbor Bay Parkway, Alameda, California, dated October 1, 2023 | 10-K | 001-37557 | 10.5 | February 22, 2024 |
| 10.6† | Amended and Restated 2014 Equity Incentive Plan, and forms of Restricted Stock Agreement, Stock Option Agreement and Early Exercise Stock Option Agreement | S-1 | 333-206412 | 10.19 | August 14, 2015 |
| 10.12† | Amended and Restated 2014 Equity Incentive Plan - Form of Restricted Stock Unit Agreement | 10-K | 001-37557 | 10.13 | February 26, 2019 |
| 10.13† | Amended and Restated 2014 Equity Incentive Plan - Form of Performance-Based Restricted Stock Unit Agreement | 10-K | 001-37557 | 10.14 | February 26, 2019 |
| 10.14† | Amended and Restated 2014 Equity Incentive Plan – Form of Stock Option Agreement | 10-K | 001-37557 | 10.19 | February 22, 2022 |
| 10.15† | Form of Indemnification Agreement by and between Penumbra, Inc. and each of its directors and executive officers | S-1 | 333-206412 | 10.9 | August 14, 2015 |
| 10.16† | Offer Letter with Adam Elsesser | S-1 | 333-206412 | 10.10 | August 14, 2015 |
| 10.17† | Offer Letter with Johanna Roberts | 10-K | 001-37557 | 10.19 | February 26, 2020 |
| 10.18† | Offer Letter with Maggie Yuen | 10-K | 001-37557 | 10.22 | February 26, 2020 |
| 10.19†Ψ | Equity Award Agreement Amendment by and between Penumbra, Inc. and Johanna Roberts, dated January 4, 2023 | 10-K | 001-37557 | 10.19 | February 22, 2024 |
| 10.20†Ψ | Equity Award Agreement Amendment by and between Penumbra, Inc. and Maggie Yuen, dated January 4, 2023 | 10-K | 001-37557 | 10.20 | February 22, 2024 |
| 10.21†Ψ | Equity Award Agreement Amendment by and between Penumbra, Inc. and Lambert Shiu, dated January 4, 2023 | 10-K | 001-37557 | 10.21 | February 22, 2024 |
| 10.22† | Form of Employee Nondisclosure and Assignment Agreement | S-1 | 333-206412 | 10.17 | August 14, 2015 |
| 10.23† | Employee Stock Purchase Plan | S-1/A | 333-206412 | 10.18 | August 31, 2015 |
| 10.24 | Amended and Restated Lease for facilities at 630 Roseville Parkway, Roseville, California, dated January 29, 2019 and amended on July 31, 2019 | 10-K | 001-37557 | 10.25 | February 26, 2020 |
| 10.25 | Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated September 3, 2019 | 10-Q | 001-37557 | 10.1 | November 7, 2019 |
| 10.26Ψ | First Amendment to Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated April 10, 2020 | 10-K | 001-37557 | 10.30 | February 22, 2022 |
| 10.27 | Second Amendment to Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated August 5, 2020 | 10-K | 001-37557 | 10.31 | February 22, 2022 |
| 10.28 | Third Amendment to Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated July 29, 2021 | 10-K | 001-37557 | 10.32 | February 22, 2022 |
| 10.29 | Fourth Amendment to Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated October 15, 2021 | 10-K | 001-37557 | 10.33 | February 22, 2022 |
| 10.30 | Fifth Amendment to Lease for facilities at 1310 Harbor Bay Parkway, Alameda, California, dated April 1, 2022 | 10-K | 001-37557 | 10.27 | February 23, 2022 |
| 10.31Ψ | Lease for facilities at 1070 South 3800 West, Salt Lake City, Utah, dated April 26, 2019 and amended on April 4, 2022 | 10-K | 001-37557 | 10.28 | February 23, 2022 |
| 19.1 | Statement of Policy Concerning Trading in Company Securities | 10-K | 001-37557 | 19.1 | February 18, 2025 |
| 21.1 | Subsidiaries of the Registrant | ||||
| 23.1 | Consent of PricewaterhouseCoopers LLP | ||||
| 23.2 | Consent of Deloitte & Touche LLP | ||||
| 24.1 | Power of Attorney (included on signature page) | ||||
| 31.1 | Certification of Principal Executive Officer required under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended | ||||
| 31.2 | Certification of Principal Financial Officer required under Rule 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer required under Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended, and 18 U.S.C. §1350 | ||||
| 97.1 | Compensation Recoupment Policy | 10-K | 001-37557 | 97.1 | February 22, 2024 |
| 101 | The following materials from the Company’s Annual Report on Form 10-K for the year ended December 31, 2025 formatted in Inline Extensible Business Reporting Language (iXBRL): (i) Consolidated Balance Sheets as of December 31, 2025 and December 31, 2024, (ii) Consolidated Statements of Operations for the years ended December 31, 2025, 2024 and 2023, (ii) Consolidated Statements of Comprehensive Income (loss) for the years ended December 31, 2025, 2024 and 2023, (iii) Consolidated Statements of Stockholders’ Equity for the years ended December 31, 2025, 2024, and 2023, (iv) Consolidated Statements of Cash Flows for the years ended December 31, 2025, 2024, and 2023, and (v) Notes to Consolidated Financial Statements. |
| 104 | Cover Page Interactive Data File (formatted as iXBRL with applicable taxonomy extension information contained in Exhibit 101) |
- Furnished herewith.
ψ Certain schedules and exhibits to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K promulgated under the Securities Act. The registrant agrees to furnish a copy of any omitted schedule or exhibit to the SEC upon request.
† Indicates a management contract or compensatory plan or arrangement.
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