Hercules Capital, Inc.

For the period ended Oct 27, 2026. Filed Oct 29, 2026.

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A notice of a major event between regular reports, such as results, a deal or a change of executives. It is often the first formal record of the news.

Oct 27, 2026 · Filed Oct 29, 2026

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HCXY$24.03-0.9%Stored close · as of Nov 6, 2026

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Contents

EX-99.1 · Leverage

Leverage

As of September 30, 2026, Hercules’ GAAP leverage ratio, including its SBA debentures, was 111.1%. Hercules’ regulatory leverage, or debt-to-equity ratio, excluding its SBA debentures, was 96.1% and net regulatory leverage, a non-GAAP measure (excluding cash of approximately$48.3 million), was 94.0%. Hercules’ net leverage ratio, a non-GAAP measure (including its SBA debentures), was 109.0%.

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