PIPER SANDLER COMPANIES
For the period ended Jun 30, 2026. Filed Aug 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 5, 2026
PIPR$66.75-1.3%Stored close · as of Nov 10, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
The table below sets forth the information with respect to purchases made by or on behalf of Piper Sandler Companies or any "affiliated purchaser" (as defined in Rule 10b-18(a)(3) under the Exchange Act), of our common stock during the quarter ended June 30, 2026.
| Total Number of Shares · Approximate Dollar | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Total Number · Average Price · Purchased as Part of · Value of Shares Yet to be | |||||||||||
| of Shares · Paid per · Publicly Announced · Purchased Under the | |||||||||||
| Period · Purchased (1) · Share (1) · Plans or Programs (1) · Plans or Programs (2) | |||||||||||
| April 1, 2026 to | |||||||||||
| April 30, 2026 | 108,575 | $82.72 | 108,575 | $79.5 | million | ||||||
| May 1, 2026 to | |||||||||||
| May 31, 2026 | 121,758 | (3) | $79.27 | 116,428 | $70.3 | million | |||||
| June 1, 2026 to | |||||||||||
| June 30, 2026 | 160,513 | (4) | $76.84 | 160,505 | $58.0 | million | |||||
| Total | 390,846 | $79.23 | 385,508 | $58.0 | million | ||||||
| (1) | Common shares and per common share information have been adjusted to reflect the four-for-one forward split of common stock. See Note 1 to our unaudited consolidated financial statements included in Part I, Item 1 of this Quarterly Report on Form 10-Q. | ||||||||||
| (2) | Effective February 5, 2025, our board of directors authorized the repurchase of up to $150.0 million of common stock through December 31, 2026. | ||||||||||
| (3) | Consists of 116,428 shares of common stock repurchased on the open market pursuant to a 10b5-1 plan established with an independent agent at an average price of $79.29 per share, and 5,330 shares of common stock withheld from recipients of restricted stock to pay taxes upon the vesting of the restricted stock at an average price of $78.79 per share. | ||||||||||
| (4) | Consists of 160,505 shares of common stock repurchased on the open market pursuant to a 10b5-1 plan established with an independent agent at an average price of $76.84 per share, and 8 shares of common stock withheld from recipients of restricted stock to pay taxes upon the vesting of the restricted stock at an average price of $79.52 per share. | ||||||||||
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