PIPER SANDLER COMPANIES
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
PIPR$65.92-1.8%Stored close · as of Nov 6, 2026
Contents
Item 1. Financial Statements
INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS
| Consolidated Statements of Financial Condition | 4 | |
|---|---|---|
| Consolidated Statements of Operations | 5 | |
| Consolidated Statements of Comprehensive Income | 6 | |
| Consolidated Statements of Changes in Shareholders' Equity | 7 | |
| Consolidated Statements of Cash Flows | 9 | |
| Notes to the Consolidated Financial Statements | 10 | |
| Note 1 | Organization and Basis of Presentation | 10 |
| Note 2 | Summary of Significant Accounting Policies | 12 |
| Note 3 | Recent Accounting Pronouncements | 12 |
| Note 4 | Acquisitions | 12 |
| Note 5 | Receivables from and Payables to Brokers, Dealers and Clearing Organizations | 13 |
| Note 6 | Fair Value of Financial Instruments | 13 |
| Note 7 | Financial Instruments and Other Inventory Positions | 21 |
| Note 8 | Investments | 23 |
| Note 9 | Variable Interest Entities | 23 |
| Note 10 | Other Assets | 25 |
| Note 11 | Short-Term Financing | 25 |
| Note 12 | Leases | 26 |
| Note 13 | Legal Contingencies | 27 |
| Note 14 | Shareholders' Equity | 28 |
| Note 15 | Business Segment and Revenues Information | 30 |
| Note 16 | Compensation Plans | 31 |
| Note 17 | Earnings Per Share | 37 |
| Note 18 | Net Capital Requirements and Other Regulatory Matters | 38 |
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