Skip to main content

PIPER SANDLER COMPANIES

For the period ended Jun 30, 2026. Filed Aug 5, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 5, 2026

PIPR$66.75-1.3%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Item 1. Financial Statements

INDEX TO THE CONSOLIDATED FINANCIAL STATEMENTS

Consolidated Statements of Financial Condition4
Consolidated Statements of Operations5
Consolidated Statements of Comprehensive Income6
Consolidated Statements of Changes in Shareholders' Equity7
Consolidated Statements of Cash Flows9
Notes to the Consolidated Financial Statements10
Note 1Organization and Basis of Presentation10
Note 2Summary of Significant Accounting Policies12
Note 3Recent Accounting Pronouncements12
Note 4Acquisitions12
Note 5Receivables from and Payables to Brokers, Dealers and Clearing Organizations13
Note 6Fair Value of Financial Instruments13
Note 7Financial Instruments and Other Inventory Positions21
Note 8Investments23
Note 9Variable Interest Entities23
Note 10Other Assets25
Note 11Short-Term Financing25
Note 12Leases26
Note 13Legal Contingencies26
Note 14Shareholders' Equity27
Note 15Business Segment and Revenues Information29
Note 16Compensation Plans30
Note 17Earnings Per Share36
Note 18Net Capital Requirements and Other Regulatory Matters37
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.