WisdomTree Inc
For the period ended Jun 30, 2024. Filed Aug 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 2, 2024
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Item 5. OTHER INFORMATION
| ITEM 5. | OTHER INFORMATION |
This disclosure is intended to satisfy any obligation to provide disclosures pursuant to Item 5.03 of Form 8-K.
Effective August 1, 2024, our Board of Directors approved an amendment and restatement of our Fourth Amended and Restated By-Laws (as amended and restated, the “Fifth Amended and Restated By-Laws,” which are referred to in this Report as the “By-laws”). The By-laws were amended to repeal the proxy access provision (Article II, Section 11(d)(4)(G)) that required the proposed director nominee to provide the Board with an irrevocable letter of resignation, subject to acceptance by the Board in the event that, at some later date, the Board determined that the nominee made untrue statements in connection with their proxy access submission.
The foregoing description of the amendment contained in the By-laws is qualified in its entirety by reference to the By-laws, which are filed as Exhibit 3.7 to this Report.
10b5-1 Trading Arrangements
During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted, terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
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