Aeluma, Inc.
For the period ended Jun 30, 2026. Filed Sep 16, 2026.
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FY2026 · Filed Sep 16, 2026
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Item 9B. Other Information
Insider Trading Arrangements and Related Disclosure
On May 23, 2026, Jonathan Klamkin adopted a Rule 10b5-1 trading arrangement that provides for the sale of up to 300,000 shares of the Company’s common stock, subject to the price conditions and formulas specified in the trading arrangement. The term of the trading arrangement expires upon the earlier of the date all shares have been sold pursuant to the trading arrangement and May 31, 2027. Mr. Klamkin is our President and Chief Executive Officer and Chairman of our Board of Directors.
Other than as disclosed above, during the three months ended June 30, 2026, none of our directors or officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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