SIEBERT FINANCIAL CORP
For the period ended Sep 30, 2024. Filed Nov 12, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 12, 2024
SIEB$1.810.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY
| Common Stock · Treasury Stock | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Number of Shares Issued | $.01 Par Value | Number of Shares | Amount | Additional Paid-In Capital | Retained Earnings | Total Stockholders’ Equity | Noncontrolling Interest | Total Equity | |
| Balance – January 1, 2023 | 32,505,329 | $325,000 | — | $— | $29,642,000 | $18,982,000 | $48,949,000 | $971,000 | $49,920,000 |
| Net income | — | — | — | — | — | 3,196,000 | 3,196,000 | 19,000 | 3,215,000 |
| Balance – March 31, 2023 | 32,505,329 | $325,000 | — | $— | $29,642,000 | $22,178,000 | $52,145,000 | $990,000 | $53,135,000 |
| Kakaopay transaction, net of issuance cost | 8,075,607 | 81,000 | — | — | 15,374,000 | — | 15,455,000 | — | 15,455,000 |
| Net income | — | — | — | — | — | 2,703,000 | 2,703,000 | 25,000 | 2,728,000 |
| Balance – June 30, 2023 | 40,580,936 | $406,000 | — | $— | $45,016,000 | $24,881,000 | $70,303,000 | $1,015,000 | $71,318,000 |
| Reacquisition of shares outstanding | — | — | 1,000,000 | (2,510,000) | — | — | (2,510,000) | — | (2,510,000) |
| Net income (loss) | — | — | — | — | — | 2,761,000 | 2,761,000 | (4,000) | 2,757,000 |
| Balance – September 30, 2023 | 40,580,936 | $406,000 | 1,000,000 | $(2,510,000) | $45,016,000 | $27,642,000 | $70,554,000 | $1,011,000 | $71,565,000 |
| Common Stock · Treasury Stock | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Number of Shares Issued | $.01 Par Value | Number of Shares | Amount | Additional Paid-In Capital | Retained Earnings | Total Stockholders’ Equity | Noncontrolling Interest | Total Equity | |
| Balance – January 1, 2024 | 40,580,936 | $406,000 | 1,000,000 | $(2,510,000) | $45,016,000 | $26,808,000 | $69,720,000 | $989,000 | $70,709,000 |
| Transaction with J2 Financial | 200,000 | 2,000 | — | — | 348,000 | — | 350,000 | — | 350,000 |
| Share-based compensation | 50,000 | 1,000 | — | — | 84,000 | — | 85,000 | — | 85,000 |
| Net income (loss) | — | — | — | — | — | 3,688,000 | 3,688,000 | (1,000) | 3,687,000 |
| Balance – March 31, 2024 | 40,830,936 | $409,000 | 1,000,000 | $(2,510,000) | $45,448,000 | $30,496,000 | $73,843,000 | $988,000 | $74,831,000 |
| Share-based compensation | 120,000 | 1,000 | — | — | 299,000 | — | 300,000 | — | 300,000 |
| Net income | — | — | — | — | — | 4,040,000 | 4,040,000 | 7,000 | 4,047,000 |
| Balance – June 30, 2024 | 40,950,936 | $410,000 | 1,000,000 | $(2,510,000) | $45,747,000 | $34,536,000 | $78,183,000 | $995,000 | $79,178,000 |
| Share-based compensation | 170,000 | 2,000 | — | — | 309,000 | — | 311,000 | — | 311,000 |
| Net income | — | — | — | — | — | 3,826,000 | 3,826,000 | 8,000 | 3,834,000 |
| Balance – September 30 2024 | 41,120,936 | $412,000 | 1,000,000 | $(2,510,000) | $46,056,000 | $38,362,000 | $82,320,000 | $1,003,000 | $83,323,000 |
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