Dominari Holdings Inc.
For the period ended Nov 6, 2024. Filed Sep 25, 2024.
View on SEC.govAbout this filing
What shareholders are asked to vote on at a company's meeting. It is where to find what directors and top executives are paid, and who owns the most shares.
Nov 6, 2024 · Filed Sep 25, 2024
Contents
PROXY STATEMENT
**Dominari Holdings Inc.
(212) 393-4540
**PROXY STATEMENT
FOR
2024 ANNUAL MEETING OF STOCKHOLDERS
November 6, 2024
Important Notice Regarding the Availability of Proxy Materials for the 2024 Annual Meeting of Stockholders to be held on November 6, 2024: The Notice of the 2024 Annual Meeting of Stockholders, this Proxy Statement, including the proxy card, and our annual report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Annual Report”) are available atwww.proxyvote.com.
Your proxy is solicited by our Board of Directors (the “Board”) for our 2024 Annual Meeting of Stockholders (the “2024 Annual Meeting”), to be held on November 6, 2024, at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time. The 2024 Annual Meeting will be a “virtual meeting” of stockholders, which will be conducted exclusively online via live audio webcast. The Company’s principal executive office is located at 725 5 th Avenue, 22 nd Floor, New York, New York 10022, and the telephone number is (212) 393-4540.
At the 2024 Annual Meeting, you will be asked to consider and vote upon the following matters:
| (1) | The election of two (2) Class I directors to serve terms in accordance with the Company’s Second Amended and Restated Bylaws; |
| (2) | The ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the year ending December 31, 2024; |
| (3) | The approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to provide for officer exculpation; |
| (4) | The approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to add an exclusive forum provision; and |
| (5) | Any other business that may properly come before the 2024 Annual Meeting or any adjournments or postponements thereof. |
Pursuant to our Second Amended and Restated Bylaws, our Board has fixed the close of business on September 10, 2024 as the record date (the “Record Date”) for a determination of stockholders entitled to notice and to vote at the 2024 Annual Meeting and any adjournment thereof. Holders of our common stock, Series D convertible preferred stock and Series D-1 convertible preferred stock are entitled to vote at the 2024 Annual Meeting.
Pursuant to rules adopted by the Securities and Exchange Commission (the “SEC”), we have elected to provide access to our proxy materials via the Internet. Accordingly, we plan to first send our stockholders a Notice of Internet Availability of Proxy Materials (the “Notice of Internet Availability”), on September 26, 2024, containing instructions on how to access our proxy materials, including our 2023 Annual Report online. Stockholders who have received the Notice of Internet Availability will not be sent a printed copy of our proxy materials in the mail unless they request to receive a printed copy.
You will be able to attend the 2024 Annual Meeting via live audio webcast by visiting Dominari’s virtual meeting website atwww.virtualshareholdermeeting.com/DOMH2024 on November 6, 2024, at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time. Upon visiting the meeting website, you will be prompted to enter the 16-digit Control Number provided to you on your Notice of Internet Availability. The unique Control Number allows us to identify you as a stockholder and will enable you to securely log on, vote and submit questions during the 2024 Annual Meeting on the meeting website.
Further instructions on how to attend and participate in the 2024 Annual Meeting via the Internet, including how to demonstrate proof of stock ownership, are available atwww.proxyvote.com.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.